Transfer In Promotion (March 10-April 30)

Event Rules

Promotion period

March 10th, 2023, 00:00 ET ‒ April 30th, 2023, 23:59 ET “Promotion Period”.

Who can Participate

• The ACATS Transfer Rewards promotion is available for new and existing customers of Moomoo Financial Inc. (“MFI”)
• Whether you're leaving Robinhood, Webull, or TD Ameritrade (including ThinkorSwim), you can transfer your investments over to Moomoo Financial Inc. without selling your eligible whole-share stock positions. 
• You must be at least 18 years old to participate.

How do I participate

• Contact customer service through live chat or phone to register for the event.

• Transferred stocks (the “Transferred Stock”) to MFI during the Promotion Period from an account at either Robinhood, Webull, or TD Ameritrade (including ThinkorSwim). Transfers from other broker-dealers are not eligible for this Promotion.

Transfer reward promotion

• For a limited time only, participants can receive a $100 cash coupon

• REQUIREMENTS: If the total value of the Transferred Stock exceeds $10,000 (USD) at the time of settlement and you keep the Transferred Stock in your MFI account for at least 6 months from the settlement date, you will be eligible for a transfer reward.

• The cash coupon will be credited to your Moomoo Financial Inc. brokerage account within 14 business days of successfully completing the position transfer.  

• Options transfer is not eligible for this promotion

• If you transfer in HK stock, the accumulated amount of Transfer-In will be converted into USD (7.82 HKD = 1 USD)

Frequently Asked Questions

1. How is the transfer-in amount determined?

The value of the Transfer Stock at the time of settlement will be used to determine eligibility.

2. Are there any stocks that I can't transfer to MFI?

All listed stocks and ETFs tradable through Moomoo Financial Inc. can be transferred in (or out) of your account.

• Transfers are available for: US stocks, American Depositary Receipts (ADRs), ETFs, cash, and options 

• Transfers are currently not available for: bonds, mutual funds, pink sheet stocks, or other OTC stocks

Special note on ETFs: Only listed ETFs are supported. ETFs listed in the US markets must have a market value of over $300 million and a market price of at least $5 at the time the transfer is initiated.

For more details visit https://www.moomoo.com/us/support/categories/133

3. How do I transfer stocks from Robinhood, Webull or TD Ameritrade (including ThinkorSwim)?

In the moomoo app, tap Accounts > All Functions> Transfer Stock In > US Stocks.

4. How do I transfer from other broker-dealers?

Please refer to the instructions from the other broker-dealers.

4.1 Log in to moomoo

In the moomoo app, tap Accounts > All Functions> Transfer Stock In > US Stocks.

4.2 Enter the information on the outside brokerage firm and your account

a) Select your outside brokerage firm:

If you transfer your account assets from Robinhood, Webull, or TD Ameritrade (including ThinkorSwim) to Moomoo Financial Inc., select the corresponding firm.

b) Enter your account number:

Enter the number of your account with the outside brokerage firm.

4.3 Enter transfer details

Enter transfer details by following the onscreen instructions, and tap Next after confirming they are correct.

4.4 Confirm the details and submit the request 

Review the details of the outside brokerage firm, stock symbol, and number of shares, and submit the request after confirming that they are correct. If you entered the wrong information or omit certain information, you can return and edit.

 4.5 Transfer from other outside broker firms:

For details about how to transfer US stock to Moomoo Financial Inc., please see here.

For details about how to transfer HK stock to Moomoo Financial Inc., please see here.

Notes:

1. Assets can only be transferred between accounts under the same name.

2. Fees: Moomoo Financial Inc. does not charge any fees for transfer, but the outside brokerage firm may.

3. Processing Time: It is expected to take 5-7 business days. Once the outside brokerage firm transfers your assets out, it will take 1-2 business days for Moomoo Financial Inc. to add them to your account.

4. The above details to be confirmed are for information only. 

Other Terms and Conditions

1. This promotion is offered by Moomoo Technologies Inc. The moomoo App is an app that offers access to licensed brokerages. In the U.S., securities products available through the Moomoo App are offered by Moomoo Financial Inc., a broker-dealer registered with the SEC and member FINRA/SIPC. For further information about Moomoo Financial Inc., see FINRA BrokerCheck. For further information about SIPC insurance coverage for accounts at Moomoo Financial Inc, see www.sipc.org or request an explanatory brochure from Moomoo Financial Inc.

2. All amounts in the rules for this promotion are in U.S. dollars. Cash coupon will be added to your brokerage account. For more information about how to use cash coupons, please check here.

3. Participants are solely responsible for all taxes on winnings. Customers of Moomoo Financial Inc. will receive a Form 1099 at the end of the year reporting the value of prizes Moomoo Financial Inc. or Moomoo Technologies Inc. may be required to withhold U.S. federal income for certain individuals under certain circumstances. Please consult your tax advisor for more information applicable to your individual tax circumstances.

4. Each user is limited to using one account, one mobile phone number, and one device to participate in promotions. Abnormal behavior (including but not limited to using mobile phone device emulators and artificially modifying mobile phone device numbers) may automatically disqualify or suspend users' eligibility for participating in the promotion.

5. Moomoo Technologies Inc. has the sole right to interpret the promotion rules. By participating in the promotion, you agree to abide by these rules and the decisions of Moomoo Technologies Inc., such decisions which are final and binding in all respects.

6. ALL TERMS AND AGREEMENTS OF MOOMOO FINANCIAL INC. AND MOOMOO TECHNOLOGIES INC. ARE HEREBY INCORPORATED INTO THESE TERMS AND CONDITIONS, INCLUDING AND NOT LIMITED TO THEIR ARBITRATION AND CLASS-ACTION WAIVER PROVISIONS. The customer agreement for Moomoo Financial Inc. is available at here.

7. By participating in the promotion, you certify that you have read and understood the rules of this promotion as well as the terms and agreements of Moomoo Financial Inc. and Moomoo Technologies Inc.

8. This offer is limited to one reward per new account, with no more than one account enrolled per person.

9. Neither receipt of a share of stock through this program nor identification of a particular security in communications related to this promotion constitutes a solicitation of the security or a recommendation to buy, sell, or hold the security. Moomoo Technologies Inc. and Moomoo Financial Inc. do not provide investment advice and do not recommend any security or transaction.

10. Moomoo Technologies Inc. reserves the right to terminate this promotion at any time without notice. This promotion and the products and services available through Moomoo Financial Inc. and Moomoo Technologies Inc. are not available to all customers or in all geographic areas or in any jurisdiction where it is unlawful for them to offer such products and services.

11. Consult with your tax advisor about the appropriate tax treatment for this offer and any tax implications associated with receipt of a stock bonus before enrolling. For taxable accounts, the value of all Moomoo Financial Inc. offers received may be reported as Other Income on a Form 1099-MISC where required by applicable rules and regulations. Moomoo Financial Inc. and its affiliates do not take responsibility for any tax related to this promotion.

12. Other Terms and Conditions of moomoo apply, please see moomoo.com.

13. Translations from English are provided for convenience only. In case of any ambiguity or dispute over the terms or rules of this promotion, the terms and conditions of the English language version will control.

14. If you have any questions, please contact us via "Me" ‒ "Customer Service" in moomoo app or email us at cs@us.moomoo.com.