Moomoo CA Fee schedule

1. US Stocks & ETFs Pricing

Notes:

1. Platform Fees: as a technology brokerage, we have been committed to providing customers with high-quality and stable products and services. The platform fees are designed to ensure the company's sustainable investment in research and development so that we can provide you with an excellent trading experience through optimal iteration in technology.

2. Investors must be cautious of the risks commonly associated with low-priced stocks, such as lack of liquidity, higher volatility, and possibility of delisting. To protect investors' interests, we have capped the Platform Fees we charge at 1% of the transaction amount. Minimum Commission and Platform Fees are also applied at US$0.99 and US$1.00 per order respectively. If the calculated maximum Platform Fees per order is lower than the minimum charge per order, the maximum Platform Fees of 1% of the transaction amount will be assessed.

For example: Tom buys 50 XYZ shares at US$0.2 per share. Uncapped Platform Fees = 50 * US$0.005 = US$0.25, while capped Platform Fees = 50 * US$0.2 * 1% = US$0.1, the minimum Platform Fees = US$1>US$0.1. In this case, Tom is charged the capped Platform Fees of US$0.1.

3. If a day order is filled through multiple transactions, commission and platform fees will be charged only once for the entire order.

4. If a GTC order is filled through transactions over multiple trading days, transactions on each trading day will be regarded as a separate order and charged separately, subject to minimum charges.

5. Applicable exchange, electronic communication networks (ECNs) and/or specialist fees may apply based on execution venue.

2. Canadian Stocks & ETFs Pricing

Notes:

1. Investors must be cautious of the risks commonly associated with low-priced stocks, such as lack of liquidity, higher volatility, and possibility of delisting. To protect investors' interests, we have capped the Platform Fees we charge at 0.5% of the transaction amount. Minimum Commission and Platform Fees are also applied at C$0.49 and C$1.00 per order respectively. If the calculated maximum Platform Fees per order is lower than the minimum charge per order, the maximum Platform Fees of 0.5% of the transaction amount will be assessed.

For example: Tom buys 50 ABC shares at C$0.5 per share. Uncapped Platform Fees = 50 * C$0.01 = C$0.5, while capped Platform Fees = 50 * C$0.5 * 0.5% = C$0.13, the minimum Platform Fees = C$1>C$0.13. In this case, Tom is charged the capped Platform Fees of C$0.13.

2. Electronic communication networks (ECNs) and/or specialist fees may apply based on execution venue.

3. VAT, also referred to as consumption tax, goods and services tax, where applicable, will be separately applied for eligible services.

4. Moomoo CA reserves the right to change the fees contained in our fee schedule at our own discretion without prior notice.

3. Currency Conversion Fees

Notes:

1. Tiers are based on the combined Monthly Trade Value of Spot Currency trades in USD or the USD currency equivalent. Fees for currency conversion between USD and CAD trades are calculated off the transaction amount per order, then converted and charged to the account's base currency.

2. Due to fluctuations in foreign exchange markets, please note that the spot FX rates may change anytime during the day.

3. Moomoo CA reserves the right to change the fees contained in our fee schedule at our own discretion without prior notice.

4. Margin Rates

BM = Benchmark Rate

USD BM (as of November 27, 2023) 5.330%

CAD BM (as of November 27, 2023) 4.947%

Notes:

1. When calculating rates, keep in mind that Moomoo CA uses a blended rate based on the tiers above. For example, for a balance over USD 1,000,000, the first 100,000 is charged at the Tier I rate, the next 900,000 at the Tier II rate, etc.

2. Moomoo CA accrues interest on a daily basis and posts actual interest monthly on the third business day of the following month. Please note that the tiers on which interest is based may change from time to time without prior notice. Such adjustments are done periodically to adjust for changes in currency rates and other factors. We will publish the current rates on a best-efforts basis.

3. Margin trading entails greater risk, including, but not limited to, risk of loss and incurrence of margin interest debt, and is not suitable for all investors. Please assess your financial circumstances and risk tolerance before trading on margin.

5. Other Fees

Notes:

1. Dividend taxation: When dividends are distributed, a certain amount of dividend tax will be charged. Dividend tax rates depend on clients' tax identities, nature of dividends, and other factors. For details, please refer to daily account statements.

2. ADRs (American Depository Receipts) represent ownership of non-U.S. company shares which can be traded in U.S. markets. Investors with ADR settled positions will be charged ADR Fees by DTC (Depository Trust Company), commonly at $0.01-$0.05 per share every financial year. The fees are deducted by the applicable depository in standard billing and will be passed to accounts which held the ADR on the record date.