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Moomoo Financial Inc. Fee Schedule for Legal Entities

Updated on 1 October, 2026 EST

1. U.S. Stocks

2. Options

3. Hong Kong Stocks

4. China A-shares

5. Prediction Markets

6. Margin Rate

7. Service Fees

 

1. U.S. Stocks

1.1 Commission

Type

Fees

Stocks

$0.0049/Share, min $0.99/Order

Fractional Shares

Trade <1 share, Commission waived.

Trade ≥1 shares, Commission is charged based on the Standard

US Stocks & ETFs trading fees.

ADRs

$0.0049/Share, min $0.99/Order

ETFs/ETNs

$0.0049/Share, min $0.99/Order

REITs

$0.0049/Share, min $0.99/Order

Note: Stocks include individual stocks, OTC stocks, preferred stocks, etc.

 

1.2 Platform Fees

Type

Fees

Fixed (Default)

$0.005/Share, min $1/Order

Tiered

By Tier[Note 1]

Fractional Shares

Trade <1 share, Platform Fee is 0.99% of Trade Value, capped at $0.99, Regulatory Fees waived (rounded up to the nearest $0.01/order).

Trade ≥1 shares, Platform Fee are charged based on the Standard US Stocks & ETFs trading fees.

Notes:

1. Click here to view "By Tier"

2. You can choose either method above.

 

1.3 Regulatory Fees

Type

Fees

Settlement Fee

$0.003/Shares

SEC Fee(sells only)

$0.0000206*transaction amount,

min $0.01/trade

Trading Activity Fee (TAF, sells only)

$0.00/Share

Consolidated Audit Trail Fees

NMS Stocks: $0.000003/Share

OTC Stocks: $0.00000003/Share

ADR Custodian Fee

$0.01~0.05/Share

 

1.4 US Corporate Action

Type

Fees

Dividend Tax

Residents of Mainland China: 10%*dividend amount

Residents of Hong Kong and other regions: 30%*dividend amount

(Automatic withholding during distribution)

General Meeting of Shareholders

Free of charge

 

2. Options

2.1 Trading Fees

Type

Fees

Commission

$0.65/Contract, min $1.99/Order

Contract Fees

$0.65/Contract

 

2.2 Platform Fees

Type

Fees

Fixed (Default)

$0.3/Contract

Tiered

By Tier[Note 1]

Notes:

1. Click here to view "By Tier"

2. You can choose either method above.

 

2.3 Regulatory Fees

Type

Fees

SEC Fee (sells only)

$0.0000206*transaction amount,

min $0.01/trade

Trading Activity Fee (TAF, sells only)

$0.00 per contract

Options Regulatory Fee (ORF)

$0.0122/Contract

OCC Fees

$0.025/Contract

Consolidated Audit Trail Fees

$0.0003/Contract

Notes: 

1. The Options Regulatory Fee ('ORF') is a fee assessed by exchanges on their members. The ORF fees are typically passed-through by members to their customers. ORF is collected by The Options Clearing Corp ("The OCC") on behalf of the U.S. options Exchanges. The stated purpose of the fee is to recover a portion of the costs related to the supervision and regulation of the options markets. These activities include routine surveillance, investigations, as well as policy, rulemaking, interpretive and enforcement activities. The applicable fee rate may result in a discrepancy with the fee charged by the upstream brokers or the relevant exchanges, and any excess fee will be retained while deficiency will not be charged to clients.

2. The OCC fees are fees charged by the OCC to its members. Like the ORF, these fees are passed through from the clearing broker to Moomoo Financial Inc. to Moomoo Financial Inc.'s clients.

3. The exchange fees referenced on Moomoo Financial Inc.'s fee schedule and on trade confirmations are fees charged by the exchanges where the options was executed. These fees vary depending on a broker's exchange memberships and are difficult to ascertain promptly. For that reason, Moomoo Financial Inc. like other broker-dealers, used a blended rate that equals or slightly exceed the amount charged by the options exchanges.

4. Effective 07/23/2021, Moomoo Financial Inc. will discontinue charging "exchange fees" and will institute a fee of $0.65 per option contract.

 

3. Hong Kong Stocks

3.1 Commission

Type

Fees

Stocks

0.03% of transaction amount or HK$3 which ever is higher

 

3.2 Platform Fees

Type

Fees

Platform Fees

HK$15 per order

 

3.3 Regulatory Fees

Type

Fees

Trading Tariff

HK$0.50 per transaction (cancelled from 1 January 2023)

Settlement Fee

0.0042%* transaction Amount

Stamp Duty

0.10%*transaction amount, minimum HK$1, this fee is exempt when buying or selling a warrant or a CBBC

Exchange Trading Fee

0.00565%*transaction amount, minimum HK$0.01

SFC Transaction levy

0.0027%*transaction amount, minimum HK$0.01

FRC Transaction levy

0.00015%*transaction amount

Note: According to HKEX circular, with effect from 17 November 2023, Stamp Duty has been revised from 0.13% to 0.10%.

According to HKEX circular, effective from June 30, 2025 (HKT), the rate of settlement fee will be revised to 0.0042% with the removal of minimum and maximum charges.

 

3.4 HK Corporate Action

Type

Fees

Dividend Collection Fee

Moomoo Financial Inc.: 0.2%*total cash dividend amount, minimum HK$30

HKEx: HK$1.50/lot, minimum 1 lot

Equity interest collection Fee

Moomoo Financial Inc.: HK$1/lot, minimum HK$30, maximum HK$2000

HKEx: HK$1.50/lot

Bonus share collection Fee

Moomoo Financial Inc.: HK$1/lot, minimum HK$30, maximum HK$2000

HKEx: HK$1.50/lot

Corporate Action Handling Fee

Moomoo Financial Inc.: HK$1/lot, minimum HK$30

HKEx: Charged on a case-by-case basis

Handling fee for Rights Offering, Warrants, CBBC and Inline Warrants

Moomoo Financial Inc.: HK$1/lot, minimum HK$30

HKEx: HK$0.80/lot

General Meeting

Attendance or authorization of a third party to attend the General Meeting

(max one person) or vote by proxy.

Handling fee: US$6 per application

 

4. China A-shares

4.1 Commission

Type

Fees

Stocks

0.03% of transaction amount or 3 CNH which ever is higher

 

4.2 Platform Fees

Type

Fees

Platform Fees

15 CNH per order

 

4.3 Regulatory Fees

Type

Fees

Handling fee

0.00341%*transaction amount

Securities management fee

0.002%*transaction amount

CSDC Transfer fee

0.001%*transaction amount

HKSCC Transfer fee

0.002%*transaction amount

Stamp Duty

0.05%*transaction amount (only charge when selling)

Portfolio fee

holding stock value*0.008%/365

(calculate by day, charge by month)

Dividend tax

10% of dividend and bonuses

(Deduct by SAT during the dividend distribution)

Note:

1. China A-share ETFs are exempt from Securities Management Fees, Transfer Fees(CSDC ), and Stamp Duty, and the handling fee is 0.004% of the transaction amount. Other charges are the same as the underlying shares.

2. Handling fee revised to 0.00341% of transaction amount from 28 August 2023.

 

4.4 A Share Corporate Action

Type

Fees

Dividend Collection Fee

0.5% of total cash dividend amount, minimum 30 CNH

Equity interest collection Fee

1 CNH/lot (order size less than 1 lot count as 1 lot)

minimum 20 CNH, maximum 2000 CNH

Bonus share collection Fee

1 CNH/lot (order size less than 1 lot count as 1 lot)

minimum 20 CNH, maximum 2000 CNH

Corporate Action Handling Fee

(ie. Tender Offer)

1 CNH/lot (order size less than 1 lot count as 1 lot)

minimum 20 CNH

Mailing/Stamping of Daily and

Monthly Account Statements

50 CNH per copy + postage fee

Dividend Recovery

Minimum charge of 1000 CNH per order (payable irrespective of whether recovery is successful or not)

If recovery is successful, a 10% service charge on dividend amount plus transfer fee (if any) is applicable

 

5. Prediction Markets

Type

Fees

Commission

$0.01 per contract, per side

Contract quantities are rounded up to the nearest whole contract for fee calculation purposes.

Exchange Fees

$0.01 per contract, per side

Exchange fees are charged on a per contract basis and passed through to customers. Contract quantities are rounded up to the nearest whole contract for fee calculation purposes.

Clearing Fees

$0.00

Settlement/Expiration

$0.00

Note:

Fees are charged on a per contract, per side basis (i.e., upon buy and sell) and are subject to change. Funding and withdrawal fees (if applicable) are determined by third-party providers.
A combo contract is treated as one contract for fee purposes and is charged under the same fee schedule as a single-leg contract, regardless of how many legs it contains.

 

6. Margin Rate

Type

Fees

Long Margin for U.S. stocks

4.8% p.a

Long Margin for Hong Kong stocks

6.8% p.a

Long Margin for China A-shares

8.8% p.a

Short Margin

Depends on the stocks, please see details in the App and refer to the daily statement.

Note: We reserve the right to amend our margin interest rate from time to time in response to changes in prevailing interest rates and other factors. The Margin Rate is subject to change without notice.


7. Service Fees

Type

Fees

ACH Transfer

$0

ACH Return

Deposit: $5 per order for first deposit;

$10 per order for subsequent deposits

Withdraw: $10 per order

Domestic Wire - Incoming

$0

Domestic Wire - Outgoing

$20

International Wire - Incoming

$0

International Wire - Outgoing

$25

Stock Transfer - Incoming

$0

Stock Transfer - FOP DTC Outgoing

$75 per transfer

Stock Transfer - ACATS Outgoing

$100 per transfer

Printed statements and trade confirmation

$3 per statement + postage (billed at cost)

Assisted Phone Trades

$10

ADR Conversion

(ADR converts to HK stocks)

Handling fees: US$700 per stock per order

Conversion fees: US$5 per stock per lot

Printed copies of corporate notices

$75 per request + postage (billed at cost)

Notes:

1. Additional wire transfer fees charged by any originating, intermediary, or recipient bank may apply.

2. As of ADR conversion, one lot consists of 100 ADS, and less than one lot is rounded up to one lot. Please note that the adjusted ADR Conversion fee will take effect on November 8, 2022.

3. Per regulatory requirements, we must provide statements and confirms to clients. The printed materials involve securities offered through Moomoo Financial Inc., Member FINRA/SIPC, and are subject to fees as mentioned above.

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