share_log

佳云科技(300242.SZ)收到广东证监局行政监管措施决定书

Jiayun Technology (300242.SZ) received a decision on administrative supervision measures from the Guangdong Securities Regulatory Bureau

Zhitong Finance ·  Dec 8, 2023 06:17

Jiayun Technology (300242.SZ) announced that the company received China Securities Regulation on December 7, 2023...

Zhitong Finance App News, Jiayun Technology (300242.SZ) announced that on December 7, 2023, the company received the “Decision on Measures to Issue Warning Letters against Guangdong Kaishaoye Jiayun Technology Co., Ltd., Guo Xiaoqun, Zhong Liang, and Zhu Honglei” ([2023] No. 162, “Decision”) issued by the Guangdong Regulatory Bureau of the China Securities Regulatory Commission (“Guangdong Securities Regulatory Bureau”). The main contents of the announcement are as follows:

Guangdong Kaishaoye Jiayun Technology Co., Ltd., Guo Xiaoqun, Zhong Liang, Zhu Honglei: According to the “Site Inspection Rules for Listed Companies” (Securities Regulatory Commission Notice (2022) No. 21) and other regulations, our bureau conducted an on-site inspection of Guangdong Kaishaoye Jiayun Technology Co., Ltd. and found that the company had the following problems: 1. Failure to comply with related transaction review and disclosure procedures, and failure to promptly disclose the sale of major asset restructuring and mergers and acquisitions of subsidiaries. 2. Subsequent important developments in joint investment matters with related parties were not disclosed in a timely and complete manner. 3. While also serving as director secretary, the chairman acted as an indirect controlling shareholder in violation of relevant regulations. 4. Regulations relating to the registration management of insider information are not implemented in place.

Guo Xiaoqun is the company's chairman, Zhong Liang as the company's then-general manager, and Zhu Honglei, as the company's board secretary at the time, failed to fulfill the obligation of diligence and due diligence in accordance with section 4 of the “Administrative Measures on Information Disclosure of Listed Companies”. They each bear the main responsibility for the company's related irregularities. Among them, Guo Xiaoqun and Zhong Liang are mainly responsible for all of the company's irregularities, and Zhu Honglei is mainly responsible for the company's first, second, and fourth irregularities. According to Article 52 of the “Administrative Measures on Information Disclosure of Listed Companies” and Article 16 of the “Supervision Guidelines for Listed Companies, Section 5 - Insider Information Insider Registration Management System for Listed Companies”, our bureau decided to take administrative supervision measures to issue warning letters against Jiayun Technology, Guo Xiaoqun, Zhong Liang, and Zhu Honglei. You should earnestly learn lessons, effectively strengthen your study of securities laws and regulations, and perform your duties according to law and regulations. At the same time, the company shall conduct internal accountability on the relevant responsible personnel, submit the company's rectification report and internal accountability report to our bureau within 30 days of receipt of this decision, and copy it to the Shenzhen Stock Exchange.

Disclaimer: This content is for informational and educational purposes only and does not constitute a recommendation or endorsement of any specific investment or investment strategy. Read more
    Write a comment