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Lufax | 6-K: Report of foreign private issuer [Rules 13a-16 and 15d-16]

SEC announcement · Jan 5 00:00

LU +2.18%

Summary by Moomoo AI

Lufax Holding Ltd, a leading technology-empowered personal financial services platform in China, has filed its monthly return with the Hong Kong Exchanges and Clearing Limited for December 2023. The report, submitted on January 5, 2024, indicates no change in the company's authorized share capital, maintaining a balance of 10 billion ordinary shares with a par value of USD 0.00001 each, totaling USD 100,000. The issued share capital saw a slight increase of 12,692 shares, ending the month with 1,146,319,171 shares. This excludes treasury shares held by the company, which consist of shares repurchased under share repurchase programs and shares reserved for future issuance upon the exercise or vesting of options or awards under the company's share incentive plans. The report also details the exercise of 5,728 share options under the 2014 Share Incentive Plan, resulting in a modest USD 7,446.4 raised during the month. Additionally, the company's 2019 Performance Share Unit Plan saw the issuance of 6,964 shares. Lufax also reported on the Ping An Convertible Promissory Notes, with no change in the amount, standing at USD 976,900,000, which could potentially convert into 76,679,748 ordinary shares at a conversion price of USD 12.74. The company confirmed that all conditions for listing and legal requirements have been met, with all necessary documents filed and compliance with the Companies (Winding Up and Miscellaneous Provisions) Ordinance.

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