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Wolters Kluwer ESG Experts Analyze the SEC Targeting ESG Asset Managers and Fuels Critics
Wolters Kluwer ESG Experts Analyze the SEC Targeting ESG Asset Managers and Fuels Critics
Senior legal analysts explore the latest SEC initiatives around ESG disclosure for asset managers, as well the strident opposition and likely legal challenges the agency's controversial proposals will encounter
NEW YORK, Sept. 22, 2022 /PRNewswire/ --
What: SEC targets ESG asset managers and fuels critics
Why: As environmental, social, and governance (ESG) investment continues to expand, the SEC is trying to bring greater clarity around fund and adviser disclosures for the benefit of investors. Despite an estimated $17.1 trillion in "sustainable" investments at stake, there are few standards for marketing investments that consider environmental, social, and governance factors. Moreover, concerns around greenwashing and exaggerated ESG claims remain a top priority for the SEC as it has stepped up enforcement efforts on this score. Against this background, the SEC has issued two new rulemaking proposals and a request for comment. The comment period for these releases concluded in August.
In a new Strategic Perspective entitled "SEC targets ESG asset managers and fuels critics", Wolters Kluwer legal experts consider the increasingly vocal opponents to ESG investing, as well as examine reactions to the SEC rule proposals, including the likelihood of adoption and legal challenges.
Additionally, the Strategic Perspective includes the views and insights from two of today's leading legal practitioners in the asset management space, Gwen Williamson, partner in the Investment Management group at Perkins Coie, and Howard Sidman, partner in the Financial Markets practice at Jones Day.
Who: Lene Powell, J.D., Senior Legal Analyst; Brad Rosen, J.D., Senior Legal Analyst; and Matthew Garza, J.D., Managing Editor
Like a nutrition label, the SEC's proposed ESG disclosures for advisers and funds aim to give investors greater confidence that ESG claims mean something real. There are disagreements as to specifics, but overall there appears to be broad support for the goal of improving ESG information for investors.
- Lene Powell, J.D., Senior Legal Analyst
The wide range of public comments received in connection with the SEC's "Names Rule" demonstrates that the war over ESG investing and its regulation is alive and well. While supporters of the SEC's initiative see the proposals as a means to prevent greenwashing and enhancing investor understanding, opponents view the very same proposed rules as furthering confusion, complexity, and devoid of any corresponding benefits to the public.
- Brad Rosen, J.D., Senior Legal Analyst
Financial data providers like S&P, Morningstar, and Bloomberg have moved aggressively to meet investor demand for bespoke ESG indexes and other investment products. Their success has earned them attacks from state attorneys general, right-leaning media, Elon Musk, even some academic circles, and now they find the SEC's nose under their tent.
- Matthew Garza, J.D., Managing Editor
To read "SEC targets ESG asset managers and fuels critics", visit:
Contact: To arrange an interview with Lene Powell, Brad Rosen, Matthew Garza, or other legal experts from Wolters Kluwer Legal & Regulatory U.S. on this or any other legal topics, please contact Linda Gharib: [email protected]
Wolters Kluwer (WKL) is a global leader in professional information, software solutions, and services for the healthcare; tax and accounting; governance, risk, and compliance; and legal and regulatory sectors. We help our customers make critical decisions every day by providing expert solutions that combine deep domain knowledge with specialized technology and services.
Wolters Kluwer reported 2021 annual revenues of €4.8 billion. The group serves customers in over 180 countries, maintains operations in over 40 countries, and employs approximately 19,800 people worldwide. The company is headquartered in Alphen aan den Rijn, the Netherlands.
Wolters Kluwer shares are listed on Euronext Amsterdam (WKL) and are included in the AEX and Euronext 100 indices. Wolters Kluwer has a sponsored Level 1 American Depositary Receipt (ADR) program. The ADRs are traded on the over-the-counter market in the U.S. (WTKWY).
For more information, visit , follow us on LinkedIn, Twitter, Facebook, and YouTube.
MEDIA CONTACT:
Linda Gharib
Director, Brand & Communications
Wolters Kluwer Legal & Regulatory U.S.
Tel: +1 (646) 887-7962
Email: lr[email protected]
SOURCE Wolters Kluwer Legal & Regulatory U.S.
Senior legal analysts explore the latest SEC initiatives around ESG disclosure for asset managers, as well the strident opposition and likely legal challenges the agency's controversial proposals will encounter
資深法律分析師探討了圍繞資產管理公司ESG披露的最新美國證券交易委員會倡議,以及該機構有爭議的提議將面臨的強烈反對和可能的法律挑戰
NEW YORK, Sept. 22, 2022 /PRNewswire/ --
紐約,9月2022年2月22日美通社/--
What: SEC targets ESG asset managers and fuels critics
待售房產:美國證券交易委員會瞄準ESG資產管理公司並引發批評
Why: As environmental, social, and governance (ESG) investment continues to expand, the SEC is trying to bring greater clarity around fund and adviser disclosures for the benefit of investors. Despite an estimated $17.1 trillion in "sustainable" investments at stake, there are few standards for marketing investments that consider environmental, social, and governance factors. Moreover, concerns around greenwashing and exaggerated ESG claims remain a top priority for the SEC as it has stepped up enforcement efforts on this score. Against this background, the SEC has issued two new rulemaking proposals and a request for comment. The comment period for these releases concluded in August.
為什麼:隨着環境、社會和治理投資的持續擴大,美國證券交易委員會正試圖讓基金和顧問的披露更加透明,以造福投資者。儘管估計有17.1萬億美元的“可持續”投資岌岌可危,但幾乎沒有考慮環境、社會和治理因素的營銷投資標準。此外,隨着美國證券交易委員會在這一問題上加大執法力度,對洗綠和誇大ESG指控的擔憂仍是美國證券交易委員會的首要任務。在此背景下,美國證券交易委員會發布了兩項新的規則制定建議和一份置評請求。這些新聞稿的評議期於8月份結束。
In a new Strategic Perspective entitled "SEC targets ESG asset managers and fuels critics", Wolters Kluwer legal experts consider the increasingly vocal opponents to ESG investing, as well as examine reactions to the SEC rule proposals, including the likelihood of adoption and legal challenges.
在一篇題為《美國證券交易委員會瞄準ESG資產管理公司和批評者》的新戰略透視中,沃爾特斯·克魯沃的法律專家考慮了ESG投資日益強烈的反對者,並考察了人們對美國證券交易委員會規則提議的反應,包括採納的可能性和法律挑戰。
Additionally, the Strategic Perspective includes the views and insights from two of today's leading legal practitioners in the asset management space, Gwen Williamson, partner in the Investment Management group at Perkins Coie, and Howard Sidman, partner in the Financial Markets practice at Jones Day.
此外,戰略視角包括當今資產管理領域兩位領先的法律從業人員的觀點和見解,他們是Perkins Coie投資管理集團合夥人格温·威廉姆森,以及霍華德·西德曼,Jones Day金融市場業務合夥人。
Who: Lene Powell, J.D., Senior Legal Analyst; Brad Rosen, J.D., Senior Legal Analyst; and Matthew Garza, J.D., Managing Editor
衞生組織:高級法律分析師Lene Powell,J.D.;高級法律分析師Brad Rosen,J.D.;執行主編Matthew Garza,J.D.
Like a nutrition label, the SEC's proposed ESG disclosures for advisers and funds aim to give investors greater confidence that ESG claims mean something real. There are disagreements as to specifics, but overall there appears to be broad support for the goal of improving ESG information for investors.
- Lene Powell, J.D., Senior Legal Analyst
就像營養標籤一樣,美國證券交易委員會擬議中面向顧問和基金的ESG披露,旨在讓投資者更有信心相信ESG聲稱的是真實的。對於具體細節,各方存在分歧,但總體上看,改善投資者ESG信息的目標似乎得到了廣泛支持。
-Lene Powell,J.D.,高級法律分析師
The wide range of public comments received in connection with the SEC's "Names Rule" demonstrates that the war over ESG investing and its regulation is alive and well. While supporters of the SEC's initiative see the proposals as a means to prevent greenwashing and enhancing investor understanding, opponents view the very same proposed rules as furthering confusion, complexity, and devoid of any corresponding benefits to the public.
- Brad Rosen, J.D., Senior Legal Analyst
公眾對美國證券交易委員會“冠名規則”的廣泛評論表明,圍繞ESG投資及其監管的戰爭仍在繼續。儘管美國證券交易委員會倡議的支持者將這些提議視為一種防止洗白和增進投資者理解的手段,但反對者認為,同樣的擬議規則會進一步混淆、複雜化,對公眾沒有任何相應的好處。
-Brad Rosen,J.D.,高級法律分析師
Financial data providers like S&P, Morningstar, and Bloomberg have moved aggressively to meet investor demand for bespoke ESG indexes and other investment products. Their success has earned them attacks from state attorneys general, right-leaning media, Elon Musk, even some academic circles, and now they find the SEC's nose under their tent.
- Matthew Garza, J.D., Managing Editor
標準普爾、晨星(Morningstar)和彭博社(Bloomberg)等金融數據提供商已採取積極行動,滿足投資者對定製ESG指數和其他投資產品的需求。他們的成功為他們贏得了州總檢察長、右翼媒體、埃隆·馬斯克,甚至一些學術界的攻擊,現在他們發現美國證券交易委員會的鼻子在他們的帳篷下面。
- 馬修·加爾扎,J.D.,執行主編
To read "SEC targets ESG asset managers and fuels critics", visit:
要閲讀“美國證券交易委員會瞄準ESG資產管理公司併為批評者推波助瀾”,請訪問:
Contact: To arrange an interview with Lene Powell, Brad Rosen, Matthew Garza, or other legal experts from Wolters Kluwer Legal & Regulatory U.S. on this or any other legal topics, please contact Linda Gharib: [email protected]
聯繫方式:要安排採訪Lene Powell、Brad Rosen、Matthew Garza或來自Wolters Kluwer Legal&Regulatory USA的其他法律專家,請聯繫Linda Gharib:[受電子郵件保護]
Wolters Kluwer (WKL) is a global leader in professional information, software solutions, and services for the healthcare; tax and accounting; governance, risk, and compliance; and legal and regulatory sectors. We help our customers make critical decisions every day by providing expert solutions that combine deep domain knowledge with specialized technology and services.
WKL是醫療保健、税務和會計、治理、風險和合規以及法律和監管部門的專業信息、軟件解決方案和服務的全球領導者。我們通過提供以下服務幫助客户每天做出關鍵決策專家解決方案將深厚的領域知識與專業技術和服務相結合。
Wolters Kluwer reported 2021 annual revenues of €4.8 billion. The group serves customers in over 180 countries, maintains operations in over 40 countries, and employs approximately 19,800 people worldwide. The company is headquartered in Alphen aan den Rijn, the Netherlands.
沃爾特斯·克魯沃報告稱,2021年的年收入為48億歐元。該集團為180多個國家和地區的客户提供服務,在40多個國家和地區開展業務,在全球擁有約19,800名員工。該公司總部設在里昂阿爾芬,荷蘭.
Wolters Kluwer shares are listed on Euronext Amsterdam (WKL) and are included in the AEX and Euronext 100 indices. Wolters Kluwer has a sponsored Level 1 American Depositary Receipt (ADR) program. The ADRs are traded on the over-the-counter market in the U.S. (WTKWY).
Wolters Kluwer的股票在阿姆斯特丹泛歐交易所(WKL)上市,並被納入AEX和Euronext 100指數。沃爾特斯·克魯沃(Wolters Kluwer)有贊助的1級美國存託憑證(ADR)計劃。美國存託憑證在美國的場外交易市場(WTKWY)交易。
For more information, visit , follow us on LinkedIn, Twitter, Facebook, and YouTube.
如需更多信息,請訪問,跟隨我們前進LinkedIn, 推特, Facebook,以及YouTube.
MEDIA CONTACT:
Linda Gharib
Director, Brand & Communications
Wolters Kluwer Legal & Regulatory U.S.
Tel: +1 (646) 887-7962
Email: lr[email protected]
媒體聯繫人:
琳達·加里布
董事、品牌與傳播
沃爾特斯·克魯沃爾法律與監管美國
電話:+1(646)887-7962
電子郵件:lr[受電子郵件保護]
SOURCE Wolters Kluwer Legal & Regulatory U.S.
來源:沃爾特斯·克魯沃爾法律與監管美國
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在澳大利亞,moomoo上的金融產品和服務是通過Futu Securities (Australia) Ltd提供,該公司是受澳大利亞證券和投資委員會(ASIC)監管的澳大利亞金融服務許可機構(AFSL No. 224663)。請閱讀並理解我們的《金融服務指南》、《條款與條件》、《隱私政策》和其他披露文件,這些文件可在我們的網站 https://www.moomoo.com/au中獲取。
在加拿大,透過moomoo應用程式提供的僅限訂單執行的券商服務由Moomoo Financial Canada Inc.提供,並受加拿大投資監管機構(CIRO)監管。
在馬來西亞,moomoo上的投資產品和服務是透過Moomoo Securities Malaysia Sdn. Bhd. 提供,該公司受馬來西亞證券監督委員會(SC)監管(牌照號碼︰eCMSL/A0397/2024) ,持有資本市場服務牌照 (CMSL) 。本內容未經馬來西亞證券監督委員會的審查。
Moomoo Technologies Inc., Moomoo Financial Inc., Moomoo Financial Singapore Pte. Ltd.,Futu Securities (Australia) Ltd, Moomoo Financial Canada Inc和Moomoo Securities Malaysia Sdn. Bhd., 是關聯公司。
風險及免責聲明
moomoo是Moomoo Technologies Inc.公司提供的金融資訊和交易應用程式。
在美國,moomoo上的投資產品和服務由Moomoo Financial Inc.提供,一家受美國證券交易委員會(SEC)監管的持牌主體。 Moomoo Financial Inc.是金融業監管局(FINRA)和證券投資者保護公司(SIPC)的成員。
在新加坡,moomoo上的投資產品和服務是通過Moomoo Financial Singapore Pte. Ltd.提供,該公司受新加坡金融管理局(MAS)監管(牌照號碼︰CMS101000) ,持有資本市場服務牌照 (CMS) ,持有財務顧問豁免(Exempt Financial Adviser)資質。本內容未經新加坡金融管理局的審查。
在澳大利亞,moomoo上的金融產品和服務是通過Futu Securities (Australia) Ltd提供,該公司是受澳大利亞證券和投資委員會(ASIC)監管的澳大利亞金融服務許可機構(AFSL No. 224663)。請閱讀並理解我們的《金融服務指南》、《條款與條件》、《隱私政策》和其他披露文件,這些文件可在我們的網站 https://www.moomoo.com/au中獲取。
在加拿大,透過moomoo應用程式提供的僅限訂單執行的券商服務由Moomoo Financial Canada Inc.提供,並受加拿大投資監管機構(CIRO)監管。
在馬來西亞,moomoo上的投資產品和服務是透過Moomoo Securities Malaysia Sdn. Bhd. 提供,該公司受馬來西亞證券監督委員會(SC)監管(牌照號碼︰eCMSL/A0397/2024) ,持有資本市場服務牌照 (CMSL) 。本內容未經馬來西亞證券監督委員會的審查。
Moomoo Technologies Inc., Moomoo Financial Inc., Moomoo Financial Singapore Pte. Ltd.,Futu Securities (Australia) Ltd, Moomoo Financial Canada Inc和Moomoo Securities Malaysia Sdn. Bhd., 是關聯公司。
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