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Clearmind Medicine | SC 13G: Statement of acquisition of beneficial ownership by individuals-Richard Abbe(9.99%),Iroquois Capital Management L.L.C.(7.51%), etc.

Clearmind Medicine | SC 13G:超过5%持股股东披露文件-Richard Abbe(9.99%),Iroquois Capital Management L.L.C.(7.51%)等

SEC announcement ·  01/22 00:00
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On January 11, 2024, Clearmind Medicine Inc, a biopharmaceutical company, was the subject of a Schedule 13G filing with the SEC, indicating a significant acquisition of shares by notable investors. Iroquois Capital Management L.L.C., along with individuals Richard Abbe and Kimberly Page, reported shared voting and dispositive power over 125,000 shares of Clearmind Medicine's common stock and warrants to purchase an additional 157,952 shares. Separately, Richard Abbe reported sole voting and dispositive power over 187,500 shares and warrants for 189,847 shares, while Kimberly Page reported shared power over the same number of shares and warrants as Iroquois. The filings indicate that the investors collectively hold a substantial percentage of the company's shares, with Abbe's holdings representing 9.99% and Iroquois and Page's holdings...Show More
On January 11, 2024, Clearmind Medicine Inc, a biopharmaceutical company, was the subject of a Schedule 13G filing with the SEC, indicating a significant acquisition of shares by notable investors. Iroquois Capital Management L.L.C., along with individuals Richard Abbe and Kimberly Page, reported shared voting and dispositive power over 125,000 shares of Clearmind Medicine's common stock and warrants to purchase an additional 157,952 shares. Separately, Richard Abbe reported sole voting and dispositive power over 187,500 shares and warrants for 189,847 shares, while Kimberly Page reported shared power over the same number of shares and warrants as Iroquois. The filings indicate that the investors collectively hold a substantial percentage of the company's shares, with Abbe's holdings representing 9.99% and Iroquois and Page's holdings each representing 7.51% of the class. The warrants are subject to ownership limitations, preventing the exercise of the warrants if it would result in ownership exceeding 9.99% of the outstanding shares, except for certain warrants with a 4.99% blocker. The reporting persons have entered into a Joint Filing Agreement, and the filings were completed on January 22, 2024.
2024年1月11日,生物制药公司Clearmind Medicine Inc成为向美国证券交易委员会提交的附表13G文件的主体,这表明著名投资者对股票进行了重大收购。易洛魁资本管理有限责任公司以及个人理查德·阿贝和金伯利·佩奇报告了对Clearmind Medicine12.5万股普通股和额外购买157,952股股票的认股权证的共同投票权和处置权。另外,理查德·阿贝报告了对187,500股股票和189,847股认股权证的唯一投票权和处置权,而金伯利·佩奇则报告了对与易洛魁相同数量的股票和认股权证的共享权力。文件显示,投资者共同持有该公司很大一部分股份,阿贝的持股量占该类别的9.99%,易洛魁和佩奇的持股量各占该类别的7.51%。认股权证受所有权限制,如果认股权证会导致所有权超过已发行股份的9.99%,则无法行使认股权证,但某些封锁率为4.99%的认股权证除外。申报人已签订联合申报协议,申报于2024年1月22日完成。
2024年1月11日,生物制药公司Clearmind Medicine Inc成为向美国证券交易委员会提交的附表13G文件的主体,这表明著名投资者对股票进行了重大收购。易洛魁资本管理有限责任公司以及个人理查德·阿贝和金伯利·佩奇报告了对Clearmind Medicine12.5万股普通股和额外购买157,952股股票的认股权证的共同投票权和处置权。另外,理查德·阿贝报告了对187,500股股票和189,847股认股权证的唯一投票权和处置权,而金伯利·佩奇则报告了对与易洛魁相同数量的股票和认股权证的共享权力。文件显示,投资者共同持有该公司很大一部分股份,阿贝的持股量占该类别的9.99%,易洛魁和佩奇的持股量各占该类别的7.51%。认股权证受所有权限制,如果认股权证会导致所有权超过已发行股份的9.99%,则无法行使认股权证,但某些封锁率为4.99%的认股权证除外。申报人已签订联合申报协议,申报于2024年1月22日完成。
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