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N26 Fined for Delayed Money-Laundering Reports by German Finance Regulator
N26 Fined for Delayed Money-Laundering Reports by German Finance Regulator
DJ N26 Fined for Delayed Money-Laundering Reports by German Finance Regulator
By Ed Frankl
Germany's financial watchdog BaFin has issued a fine to digital bank N26 for delayed reporting of suspicious money-laundering activity, the bank said on Tuesday.
BaFin ordered N26 to pay 4.25 million euros ($5.0 million) in June related to the delayed submission of suspicious activity reports "in the area of anti-money laundering," in 2019 and 2020.
The fine, related to fewer than 50 reports, was paid on July 14, Berlin-based N26 said, adding that all proceedings have been closed.
In May, the regulator ordered N26 to implement internal safeguards to prevent money laundering and terrorist financing, including by rectify deficiencies in IT monitoring and customer due diligence.
The action comes as BaFin struggles to recover from reputational damage over its oversight of payments provider Wirecard AG, which collapsed in 2020.
N26, which is eyeing an initial public offering, said it "takes its responsibility in the fight against the growing threat of global financial crime, and in the prevention of money laundering, very seriously."
The digital bank is reportedly in fundraising talks with early Spotify investor Dragoneer Investment Group that would value it at around $10 billion, making it one of Europe's most valuable fintechs, Sky News reported earlier this week.
Write to Ed Frankl at edward.frankl@dowjones.com
(END) Dow Jones Newswires
September 29, 2021 03:01 ET (07:01 GMT)
Copyright (c) 2021 Dow Jones & Company, Inc.
DJ N26 Fined for Delayed Money-Laundering Reports by German Finance Regulator
DJ n26因延迟提交德国金融监管机构的洗钱报告而被罚款
By Ed Frankl
埃德·弗兰克尔(Ed Frankl)著
Germany's financial watchdog BaFin has issued a fine to digital bank N26 for delayed reporting of suspicious money-laundering activity, the bank said on Tuesday.
德国金融监管机构BaFin周二表示，由于延迟报告可疑洗钱活动，德国联邦金融监管局(BaFin)已向数字银行N26开出罚单。
BaFin ordered N26 to pay 4.25 million euros ($5.0 million) in June related to the delayed submission of suspicious activity reports "in the area of anti-money laundering," in 2019 and 2020.
联邦金融监管局在6月份命令n26支付425万欧元(500万美元)，原因是2019年和2020年在反洗钱领域的可疑活动报告延迟提交。
The fine, related to fewer than 50 reports, was paid on July 14, Berlin-based N26 said, adding that all proceedings have been closed.
总部位于柏林的n26表示，这笔罚款与不到50起报告有关，是在7月14日支付的，并补充说，所有诉讼程序都已结束。
In May, the regulator ordered N26 to implement internal safeguards to prevent money laundering and terrorist financing, including by rectify deficiencies in IT monitoring and customer due diligence.
今年5月，监管机构命令n26实施内部保障措施，以防止洗钱和恐怖分子融资，包括纠正IT监控和客户尽职调查方面的缺陷。
The action comes as BaFin struggles to recover from reputational damage over its oversight of payments provider Wirecard AG, which collapsed in 2020.
这一行动出台之际，BaFin正努力从其对支付提供商Wirecard AG的监管造成的声誉损害中恢复过来。Wirecard AG于2020年倒闭。
N26, which is eyeing an initial public offering, said it "takes its responsibility in the fight against the growing threat of global financial crime, and in the prevention of money laundering, very seriously."
N26正考虑进行首次公开募股(IPO)，该公司表示，它“非常认真地承担起打击日益增长的全球金融犯罪威胁和防止洗钱的责任”。
The digital bank is reportedly in fundraising talks with early Spotify investor Dragoneer Investment Group that would value it at around $10 billion, making it one of Europe's most valuable fintechs, Sky News reported earlier this week.
据天空新闻本周早些时候报道，据报道，这家数字银行正在与Spotify的早期投资者Dragoneer Investment Group进行融资谈判，估值约为100亿美元，使其成为欧洲最有价值的金融技术公司之一。
Write to Ed Frankl at edward.frankl@dowjones.com
写信给Ed Frankl，电子邮件：edward.frkl@dowjones.com
(END) Dow Jones Newswires
(完)道琼通讯社
September 29, 2021 03:01 ET (07:01 GMT)
2021年9月29日东部时间03：01(格林尼治标准时间07：01)
Copyright (c) 2021 Dow Jones & Company, Inc.
版权所有(C)2021年道琼斯公司
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在美国，moomoo上的投资产品和服务由Moomoo Financial Inc.提供，一家受美国证券交易委员会（SEC）监管的持牌主体。 Moomoo Financial Inc.是金融业监管局（FINRA）和证券投资者保护公司（SIPC）的成员。
在新加坡，moomoo上的投资产品和服务是通过Moomoo Financial Singapore Pte. Ltd.提供，该公司受新加坡金融管理局（MAS）监管(牌照号码︰CMS101000) ，持有资本市场服务牌照 (CMS) ，持有财务顾问豁免（Exempt Financial Adviser）资质。本内容未经新加坡金融管理局的审查。
在澳大利亚，moomoo上的金融产品和服务是通过Futu Securities (Australia) Ltd提供，该公司是受澳大利亚证券和投资委员会(ASIC)监管的澳大利亚金融服务许可机构（AFSL No. 224663）。请阅读并理解我们的《金融服务指南》、《条款与条件》、《隐私政策》和其他披露文件，这些文件可在我们的网站 https://www.moomoo.com/au中获取。
在加拿大，通过moomoo应用提供的仅限订单执行的券商服务由Moomoo Financial Canada Inc.提供，并受加拿大投资监管机构（CIRO）监管。
在马来西亚，moomoo上的投资产品和服务是通过Moomoo Securities Malaysia Sdn. Bhd. 提供，该公司受马来西亚证券监督委员会（SC）监管(牌照号码︰eCMSL/A0397/2024) ，持有资本市场服务牌照 (CMSL) 。本内容未经马来西亚证券监督委员会的审查。
Moomoo Technologies Inc., Moomoo Financial Inc., Moomoo Financial Singapore Pte. Ltd., Futu Securities (Australia) Ltd, Moomoo Financial Canada Inc.,和Moomoo Securities Malaysia Sdn. Bhd.是关联公司。
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moomoo是Moomoo Technologies Inc.公司提供的金融信息和交易应用程序。
在美国，moomoo上的投资产品和服务由Moomoo Financial Inc.提供，一家受美国证券交易委员会（SEC）监管的持牌主体。 Moomoo Financial Inc.是金融业监管局（FINRA）和证券投资者保护公司（SIPC）的成员。
在新加坡，moomoo上的投资产品和服务是通过Moomoo Financial Singapore Pte. Ltd.提供，该公司受新加坡金融管理局（MAS）监管(牌照号码︰CMS101000) ，持有资本市场服务牌照 (CMS) ，持有财务顾问豁免（Exempt Financial Adviser）资质。本内容未经新加坡金融管理局的审查。
在澳大利亚，moomoo上的金融产品和服务是通过Futu Securities (Australia) Ltd提供，该公司是受澳大利亚证券和投资委员会(ASIC)监管的澳大利亚金融服务许可机构（AFSL No. 224663）。请阅读并理解我们的《金融服务指南》、《条款与条件》、《隐私政策》和其他披露文件，这些文件可在我们的网站 https://www.moomoo.com/au中获取。
在加拿大，通过moomoo应用提供的仅限订单执行的券商服务由Moomoo Financial Canada Inc.提供，并受加拿大投资监管机构（CIRO）监管。
在马来西亚，moomoo上的投资产品和服务是通过Moomoo Securities Malaysia Sdn. Bhd. 提供，该公司受马来西亚证券监督委员会（SC）监管(牌照号码︰eCMSL/A0397/2024) ，持有资本市场服务牌照 (CMSL) 。本内容未经马来西亚证券监督委员会的审查。
Moomoo Technologies Inc., Moomoo Financial Inc., Moomoo Financial Singapore Pte. Ltd., Futu Securities (Australia) Ltd, Moomoo Financial Canada Inc.,和Moomoo Securities Malaysia Sdn. Bhd.是关联公司。
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