Cathie Wood, Unfazed by SEC Suit, Picks up a Whopping $21M Stake in Coinbase even as Stock Tanked 12%
Cathie Wood, Unfazed by SEC Suit, Picks up a Whopping $21M Stake in Coinbase even as Stock Tanked 12%
Cathie Wood-led ARK Investment Management bought a whopping stake in Coinbase Global Inc (NASDAQ:COIN) on Tuesday – a day when the stock tanked over 12% in the aftermath of the Securities and Exchange Commission (SEC) suing the company in a federal court.
凯茜伍德-领先 方舟投资管理 买了大笔股份 Coinbase 环球公司 （纳斯达克股票代码：COIN）周二——该股在此之后下跌了12％以上 证券交易委员会 （秒） 在联邦法院起诉该公司。
Funds operated by ARK bought over 419,000 shares at an estimated valuation of over $21.6 million based on Tuesday's closing price. The purchase was done via the ARK Innovation ETF (NYSE:ARKK), the ARK Next Generation Internet ETF (NYSE:ARKW) and the Ark Fintech Innovation ETF (NYSE:ARKF).
根据周二的收盘价，ARK运营的基金购买了超过41.9万股股票，估计估值超过2160万美元。购买是通过以下方式完成的 方舟创新ETF （纽约证券交易所代码：ARKK）， ARK 下一代互联网 ETF （纽约证券交易所代码：ARKW）和 方舟金融科技创新ETF （纽约证券交易所：ARKF）。
According to the SEC's complaint, since at least 2019, Coinbase has made billions of dollars "unlawfully" facilitating the buying and selling of crypto asset securities and it intertwines the traditional services of an exchange, broker, and clearing agency without having registered any of those functions with the regulator.
根据美国证券交易委员会的投诉，至少自2019年以来，Coinbase已经 “非法” 赚了数十亿美元，用于促进加密资产证券的买卖，并且在没有向监管机构注册任何此类职能的情况下将交易所、经纪人和清算机构的传统服务交织在一起。
"We allege that Coinbase, despite being subject to the securities laws, commingled and unlawfully offered exchange, broker-dealer, and clearinghouse functions," said SEC Chair Gary Gensler.
美国证券交易委员会主席说：“我们声称，尽管受证券法的约束，Coinbase还是混合并非法提供交易所、经纪交易商和清算所职能。” 加里·根斯勒。
Response: Coinbase CEO Brian Armstrong said in his tweet that instead of publishing a clear rule book, the SEC has taken a regulation-by-enforcement approach that is harming America. "So if we need to avail ourselves of the courts to get clarity, so be it," he said.
回应： Coinbase 首席执行 布莱恩阿姆斯特朗 在推文中说，美国证券交易委员会没有发布明确的规则手册，而是采取了损害美国的逐项监管方针。他说：“因此，如果我们需要利用法庭来澄清问题，那就这样吧。”
"Btw, in case it's not obvious, the Coinbase suit is very different from others out there – the complaint filed against us is exclusively focused on what is or is not a security. And we are confident in our facts and the law," he added.
“顺便说一句，如果不明显，Coinbase的诉讼与其他诉讼有很大不同——对我们提起的投诉完全集中在什么是或不是安全上。而且我们对我们的事实和法律充满信心，” 他补充说。