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Wolters Kluwer ESG Experts Analyze the SEC Targeting ESG Asset Managers and Fuels Critics
Wolters Kluwer ESG Experts Analyze the SEC Targeting ESG Asset Managers and Fuels Critics
Senior legal analysts explore the latest SEC initiatives around ESG disclosure for asset managers, as well the strident opposition and likely legal challenges the agency's controversial proposals will encounter
NEW YORK, Sept. 22, 2022 /PRNewswire/ --
What: SEC targets ESG asset managers and fuels critics
Why: As environmental, social, and governance (ESG) investment continues to expand, the SEC is trying to bring greater clarity around fund and adviser disclosures for the benefit of investors. Despite an estimated $17.1 trillion in "sustainable" investments at stake, there are few standards for marketing investments that consider environmental, social, and governance factors. Moreover, concerns around greenwashing and exaggerated ESG claims remain a top priority for the SEC as it has stepped up enforcement efforts on this score. Against this background, the SEC has issued two new rulemaking proposals and a request for comment. The comment period for these releases concluded in August.
In a new Strategic Perspective entitled "SEC targets ESG asset managers and fuels critics", Wolters Kluwer legal experts consider the increasingly vocal opponents to ESG investing, as well as examine reactions to the SEC rule proposals, including the likelihood of adoption and legal challenges.
Additionally, the Strategic Perspective includes the views and insights from two of today's leading legal practitioners in the asset management space, Gwen Williamson, partner in the Investment Management group at Perkins Coie, and Howard Sidman, partner in the Financial Markets practice at Jones Day.
Who: Lene Powell, J.D., Senior Legal Analyst; Brad Rosen, J.D., Senior Legal Analyst; and Matthew Garza, J.D., Managing Editor
Like a nutrition label, the SEC's proposed ESG disclosures for advisers and funds aim to give investors greater confidence that ESG claims mean something real. There are disagreements as to specifics, but overall there appears to be broad support for the goal of improving ESG information for investors.
- Lene Powell, J.D., Senior Legal Analyst
The wide range of public comments received in connection with the SEC's "Names Rule" demonstrates that the war over ESG investing and its regulation is alive and well. While supporters of the SEC's initiative see the proposals as a means to prevent greenwashing and enhancing investor understanding, opponents view the very same proposed rules as furthering confusion, complexity, and devoid of any corresponding benefits to the public.
- Brad Rosen, J.D., Senior Legal Analyst
Financial data providers like S&P, Morningstar, and Bloomberg have moved aggressively to meet investor demand for bespoke ESG indexes and other investment products. Their success has earned them attacks from state attorneys general, right-leaning media, Elon Musk, even some academic circles, and now they find the SEC's nose under their tent.
- Matthew Garza, J.D., Managing Editor
To read "SEC targets ESG asset managers and fuels critics", visit:
Contact: To arrange an interview with Lene Powell, Brad Rosen, Matthew Garza, or other legal experts from Wolters Kluwer Legal & Regulatory U.S. on this or any other legal topics, please contact Linda Gharib: [email protected]
Wolters Kluwer (WKL) is a global leader in professional information, software solutions, and services for the healthcare; tax and accounting; governance, risk, and compliance; and legal and regulatory sectors. We help our customers make critical decisions every day by providing expert solutions that combine deep domain knowledge with specialized technology and services.
Wolters Kluwer reported 2021 annual revenues of €4.8 billion. The group serves customers in over 180 countries, maintains operations in over 40 countries, and employs approximately 19,800 people worldwide. The company is headquartered in Alphen aan den Rijn, the Netherlands.
Wolters Kluwer shares are listed on Euronext Amsterdam (WKL) and are included in the AEX and Euronext 100 indices. Wolters Kluwer has a sponsored Level 1 American Depositary Receipt (ADR) program. The ADRs are traded on the over-the-counter market in the U.S. (WTKWY).
For more information, visit , follow us on LinkedIn, Twitter, Facebook, and YouTube.
MEDIA CONTACT:
Linda Gharib
Director, Brand & Communications
Wolters Kluwer Legal & Regulatory U.S.
Tel: +1 (646) 887-7962
Email: lr[email protected]
SOURCE Wolters Kluwer Legal & Regulatory U.S.
Senior legal analysts explore the latest SEC initiatives around ESG disclosure for asset managers, as well the strident opposition and likely legal challenges the agency's controversial proposals will encounter
资深法律分析师探讨了围绕资产管理公司ESG披露的最新美国证券交易委员会倡议,以及该机构有争议的提议将面临的强烈反对和可能的法律挑战
NEW YORK, Sept. 22, 2022 /PRNewswire/ --
纽约,9月2022年2月22日美通社/--
What: SEC targets ESG asset managers and fuels critics
待售房产:美国证券交易委员会瞄准ESG资产管理公司并引发批评
Why: As environmental, social, and governance (ESG) investment continues to expand, the SEC is trying to bring greater clarity around fund and adviser disclosures for the benefit of investors. Despite an estimated $17.1 trillion in "sustainable" investments at stake, there are few standards for marketing investments that consider environmental, social, and governance factors. Moreover, concerns around greenwashing and exaggerated ESG claims remain a top priority for the SEC as it has stepped up enforcement efforts on this score. Against this background, the SEC has issued two new rulemaking proposals and a request for comment. The comment period for these releases concluded in August.
为什么:随着环境、社会和治理投资的持续扩大,美国证券交易委员会正试图让基金和顾问的披露更加透明,以造福投资者。尽管估计有17.1万亿美元的“可持续”投资岌岌可危,但几乎没有考虑环境、社会和治理因素的营销投资标准。此外,随着美国证券交易委员会在这一问题上加大执法力度,对洗绿和夸大ESG指控的担忧仍是美国证券交易委员会的首要任务。在此背景下,美国证券交易委员会发布了两项新的规则制定建议和一份置评请求。这些新闻稿的评议期于8月份结束。
In a new Strategic Perspective entitled "SEC targets ESG asset managers and fuels critics", Wolters Kluwer legal experts consider the increasingly vocal opponents to ESG investing, as well as examine reactions to the SEC rule proposals, including the likelihood of adoption and legal challenges.
在一篇题为《美国证券交易委员会瞄准ESG资产管理公司和批评者》的新战略透视中,沃尔特斯·克鲁沃的法律专家考虑了ESG投资日益强烈的反对者,并考察了人们对美国证券交易委员会规则提议的反应,包括采纳的可能性和法律挑战。
Additionally, the Strategic Perspective includes the views and insights from two of today's leading legal practitioners in the asset management space, Gwen Williamson, partner in the Investment Management group at Perkins Coie, and Howard Sidman, partner in the Financial Markets practice at Jones Day.
此外,战略视角包括当今资产管理领域两位领先的法律从业人员的观点和见解,他们是Perkins Coie投资管理集团合伙人格温·威廉姆森,以及霍华德·西德曼,Jones Day金融市场业务合伙人。
Who: Lene Powell, J.D., Senior Legal Analyst; Brad Rosen, J.D., Senior Legal Analyst; and Matthew Garza, J.D., Managing Editor
卫生组织:高级法律分析师Lene Powell,J.D.;高级法律分析师Brad Rosen,J.D.;执行主编Matthew Garza,J.D.
Like a nutrition label, the SEC's proposed ESG disclosures for advisers and funds aim to give investors greater confidence that ESG claims mean something real. There are disagreements as to specifics, but overall there appears to be broad support for the goal of improving ESG information for investors.
- Lene Powell, J.D., Senior Legal Analyst
就像营养标签一样,美国证券交易委员会拟议中面向顾问和基金的ESG披露,旨在让投资者更有信心相信ESG声称的是真实的。对于具体细节,各方存在分歧,但总体上看,改善投资者ESG信息的目标似乎得到了广泛支持。
-Lene Powell,J.D.,高级法律分析师
The wide range of public comments received in connection with the SEC's "Names Rule" demonstrates that the war over ESG investing and its regulation is alive and well. While supporters of the SEC's initiative see the proposals as a means to prevent greenwashing and enhancing investor understanding, opponents view the very same proposed rules as furthering confusion, complexity, and devoid of any corresponding benefits to the public.
- Brad Rosen, J.D., Senior Legal Analyst
公众对美国证券交易委员会“冠名规则”的广泛评论表明,围绕ESG投资及其监管的战争仍在继续。尽管美国证券交易委员会倡议的支持者将这些提议视为一种防止洗白和增进投资者理解的手段,但反对者认为,同样的拟议规则会进一步混淆、复杂化,对公众没有任何相应的好处。
-Brad Rosen,J.D.,高级法律分析师
Financial data providers like S&P, Morningstar, and Bloomberg have moved aggressively to meet investor demand for bespoke ESG indexes and other investment products. Their success has earned them attacks from state attorneys general, right-leaning media, Elon Musk, even some academic circles, and now they find the SEC's nose under their tent.
- Matthew Garza, J.D., Managing Editor
标准普尔、晨星(Morningstar)和彭博社(Bloomberg)等金融数据提供商已采取积极行动,满足投资者对定制ESG指数和其他投资产品的需求。他们的成功为他们赢得了州总检察长、右翼媒体、埃隆·马斯克,甚至一些学术界的攻击,现在他们发现美国证券交易委员会的鼻子在他们的帐篷下面。
- 马修·加尔扎,J.D.,执行主编
To read "SEC targets ESG asset managers and fuels critics", visit:
要阅读“美国证券交易委员会瞄准ESG资产管理公司并为批评者推波助澜”,请访问:
Contact: To arrange an interview with Lene Powell, Brad Rosen, Matthew Garza, or other legal experts from Wolters Kluwer Legal & Regulatory U.S. on this or any other legal topics, please contact Linda Gharib: [email protected]
联系方式:要安排采访Lene Powell、Brad Rosen、Matthew Garza或来自Wolters Kluwer Legal&Regulatory USA的其他法律专家,请联系Linda Gharib:[受电子邮件保护]
Wolters Kluwer (WKL) is a global leader in professional information, software solutions, and services for the healthcare; tax and accounting; governance, risk, and compliance; and legal and regulatory sectors. We help our customers make critical decisions every day by providing expert solutions that combine deep domain knowledge with specialized technology and services.
WKL是医疗保健、税务和会计、治理、风险和合规以及法律和监管部门的专业信息、软件解决方案和服务的全球领导者。我们通过提供以下服务帮助客户每天做出关键决策专家解决方案将深厚的领域知识与专业技术和服务相结合。
Wolters Kluwer reported 2021 annual revenues of €4.8 billion. The group serves customers in over 180 countries, maintains operations in over 40 countries, and employs approximately 19,800 people worldwide. The company is headquartered in Alphen aan den Rijn, the Netherlands.
沃尔特斯·克鲁沃报告称,2021年的年收入为48亿欧元。该集团为180多个国家和地区的客户提供服务,在40多个国家和地区开展业务,在全球拥有约19,800名员工。该公司总部设在里昂阿尔芬,荷兰.
Wolters Kluwer shares are listed on Euronext Amsterdam (WKL) and are included in the AEX and Euronext 100 indices. Wolters Kluwer has a sponsored Level 1 American Depositary Receipt (ADR) program. The ADRs are traded on the over-the-counter market in the U.S. (WTKWY).
Wolters Kluwer的股票在阿姆斯特丹泛欧交易所(WKL)上市,并被纳入AEX和Euronext 100指数。沃尔特斯·克鲁沃(Wolters Kluwer)有赞助的1级美国存托凭证(ADR)计划。美国存托凭证在美国的场外交易市场(WTKWY)交易。
For more information, visit , follow us on LinkedIn, Twitter, Facebook, and YouTube.
如需更多信息,请访问,跟随我们前进LinkedIn, 推特, Facebook,以及YouTube.
MEDIA CONTACT:
Linda Gharib
Director, Brand & Communications
Wolters Kluwer Legal & Regulatory U.S.
Tel: +1 (646) 887-7962
Email: lr[email protected]
媒体联系人:
琳达·加里布
董事、品牌与传播
沃尔特斯·克鲁沃尔法律与监管美国
电话:+1(646)887-7962
电子邮件:lr[受电子邮件保护]
SOURCE Wolters Kluwer Legal & Regulatory U.S.
来源:沃尔特斯·克鲁沃尔法律与监管美国
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在新加坡,moomoo上的投资产品和服务是通过Moomoo Financial Singapore Pte. Ltd.提供,该公司受新加坡金融管理局(MAS)监管(牌照号码︰CMS101000) ,持有资本市场服务牌照 (CMS) ,持有财务顾问豁免(Exempt Financial Adviser)资质。本内容未经新加坡金融管理局的审查。
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在马来西亚,moomoo上的投资产品和服务是通过Moomoo Securities Malaysia Sdn. Bhd. 提供,该公司受马来西亚证券监督委员会(SC)监管(牌照号码︰eCMSL/A0397/2024) ,持有资本市场服务牌照 (CMSL) 。本内容未经马来西亚证券监督委员会的审查。
Moomoo Technologies Inc., Moomoo Financial Inc., Moomoo Financial Singapore Pte. Ltd., Futu Securities (Australia) Ltd, Moomoo Financial Canada Inc.,和Moomoo Securities Malaysia Sdn. Bhd.是关联公司。
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moomoo是Moomoo Technologies Inc.公司提供的金融信息和交易应用程序。
在美国,moomoo上的投资产品和服务由Moomoo Financial Inc.提供,一家受美国证券交易委员会(SEC)监管的持牌主体。 Moomoo Financial Inc.是金融业监管局(FINRA)和证券投资者保护公司(SIPC)的成员。
在新加坡,moomoo上的投资产品和服务是通过Moomoo Financial Singapore Pte. Ltd.提供,该公司受新加坡金融管理局(MAS)监管(牌照号码︰CMS101000) ,持有资本市场服务牌照 (CMS) ,持有财务顾问豁免(Exempt Financial Adviser)资质。本内容未经新加坡金融管理局的审查。
在澳大利亚,moomoo上的金融产品和服务是通过Futu Securities (Australia) Ltd提供,该公司是受澳大利亚证券和投资委员会(ASIC)监管的澳大利亚金融服务许可机构(AFSL No. 224663)。请阅读并理解我们的《金融服务指南》、《条款与条件》、《隐私政策》和其他披露文件,这些文件可在我们的网站 https://www.moomoo.com/au中获取。
在加拿大,通过moomoo应用提供的仅限订单执行的券商服务由Moomoo Financial Canada Inc.提供,并受加拿大投资监管机构(CIRO)监管。
在马来西亚,moomoo上的投资产品和服务是通过Moomoo Securities Malaysia Sdn. Bhd. 提供,该公司受马来西亚证券监督委员会(SC)监管(牌照号码︰eCMSL/A0397/2024) ,持有资本市场服务牌照 (CMSL) 。本内容未经马来西亚证券监督委员会的审查。
Moomoo Technologies Inc., Moomoo Financial Inc., Moomoo Financial Singapore Pte. Ltd., Futu Securities (Australia) Ltd, Moomoo Financial Canada Inc.,和Moomoo Securities Malaysia Sdn. Bhd.是关联公司。
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