Moomoo Financial Inc. Fee Schedule for U.S. Residents

Updated on 29 August, 2025 EST

1. U.S. Stocks

2. Stock Options/ETF Options

3. Index Options

4. Hong Kong Stocks

5. China A-shares

6. Margin Rate

7. Service Fees

8. Currency Exchange

 

1. U.S. Stocks

1.1 Commission

Type	Fees
Stocks	$0
ADRs	$0
ETFs/ETNs	$0
REITs	$0

Note: Stocks include individual stocks, OTC stocks, preferred stocks, fractional shares etc.

 

1.2 Platform Fees

Type	Fees
Platform Fees	$0 (During Promotion)

Note: *Promotion begins on Nov 2018 and may end at anytime with 30 days notification ahead.

 

1.3 Regulatory Fees

Type	Fees
SEC Fee(sells only)	$0.0000278*transaction amount, min $0.01/trade (cancelled from May 14 2025, EST)
Trading Activity Fee (TAF, sells only)	$0.000166/Share, minimum $0.01/trade, maximum $8.30/trade
Consolidated Audit Trail Fees	NMS Stocks: $0.0000265/Share OTC Stocks: $0.000000265/Share
ADR Custodian Fee	$0.01~0.05/Share

Note: ADRs (American Depository Receipts) represent ownership of non-U.S. company shares which can be traded in U.S. markets. Investors with ADR settled positions will be charged ADR Fees by DTC (Depository Trust Company), commonly at $0.01-$0.05 per share every financial year. DTC (Depository Trust Company) has started charging ADR Fees from broker-dealers and clearing firms since 2008, which in turn pass the fees to the investors.

 

1.4 US Corporate Action

Type	Fees
Dividend Tax	Free of charge
General Meeting of Shareholders	Free of charge

 

2. Stock Options/ETF Options

2.1 Trading Fees

Type	Fees
Commission	$0
Contract Fees	$0

 

2.2 Platform Fees

Type	Fees
Platform Fees	$0

 

2.3 Regulatory Fees

Type	Fees
SEC Fee (sells only)	$0.0000278*transaction amount, min $0.01/trade (cancelled from May 14 2025, EST)
Trading Activity Fee (TAF, sells only)	$0.00279/Contract, minimum $0.01/trade
Options Regulatory Fee (ORF)	$0.013/Contract
OCC Fees	$0.025/Contract
Consolidated Audit Trail Fees	$0.0022/Contract

Notes: 

1. The Options Regulatory Fee ('ORF') is a fee assessed by exchanges on their members. The ORF fees are typically passed-through by members to their customers. ORF is collected by The Options Clearing Corp ("The OCC") on behalf of the U.S. options Exchanges. The stated purpose of the fee is to recover a portion of the costs related to the supervision and regulation of the options markets. These activities include routine surveillance, investigations, as well as policy, rulemaking, interpretive and enforcement activities. The applicable fee rate may result in a discrepancy with the fee charged by the upstream brokers or the relevant exchanges, and any excess fee will be retained while deficiency will not be charged to clients.

2. The OCC fees are fees charged by the OCC to its members. Like the ORF, these fees are passed through from the clearing broker to Moomoo Financial Inc. to Moomoo Financial Inc.'s clients.

3. ORF Fee varies by options exchange. Moomoo Financial Inc. will pass through to its customers the blended rate charged by its clearing broker. The clearing broker may periodically adjust the such blended rate. The rate that you are charged will be shown on your trade confirmations.  

 

3. Index Options

3.1 Trading Fees

Type	Fees
Commission	$0
Contract Fees	$0.50 per contract

 

3.2 Platform Fees

Type	Fees
Platform Fees	$0

 

3.3 Regulatory Fees

Type	Fees
SEC Fee(sells only)	$0.0000278*transaction amount, min $0.01/trade (cancelled from May 14 2025, EST)
Trading Activity Fee (TAF, sells only)	$0.00279/Contract, minimum $0.01/trade
Options Regulatory Fee(ORF)	$0.013/Contract
OCC Fees	$0.025/Contract
Exchange Proprietary Fees	Varies
Consolidated Audit Trail Fees	$0.0022/Contract

Notes: 

1. The Options Regulatory Fee ('ORF') is a fee assessed by exchanges on their members. The ORF fees are typically passed-through by members to their customers. ORF is collected by The Options Clearing Corp ("The OCC") on behalf of the U.S. options Exchanges. The stated purpose of the fee is to recover a portion of the costs related to the supervision and regulation of the options markets. These activities include routine surveillance, investigations, as well as policy, rulemaking, interpretive and enforcement activities. The applicable fee rate may result in a discrepancy with the fee charged by the upstream brokers or the relevant exchanges, and any excess fee will be retained while deficiency will not be charged to clients. ORF Fee varies by options exchange. Moomoo Financial Inc. will pass through to its customers the blended rate charged by its clearing broker. The clearing broker may periodically adjust the such blended rate. The rate that you are charged will be shown on your trade confirmations.

2. The OCC fees are fees charged by the OCC to its members. Like the ORF, these fees are passed through from the clearing broker to Moomoo Financial Inc's clients.

3. For details about exchange proprietary fees, click here.

4. Clients will be charged the Exchange Proprietary Index Option Fees associated with the Proprietary Index Options products provided by the Chicago Board Options Exchange (CBOE), which are subject to change without notice. A copy of the CBOE Options Exchange Fee Schedule can be found on www.cboe.com. From time to time, Moomoo Financial Inc. may run promotions that waive the Exchange Proprietary Index Option Fees.  

 

4. Hong Kong Stocks

4.1 Commission

Type	Fees
Stocks	0.03% of transaction amount or HK$3 which ever is higher

 

4.2 Platform Fees

Type	Fees
Platform Fees	HK$15 per order

 

4.3 Regulatory Fees

Type	Fees
Trading Tariff	HK$0.50 per transaction (cancelled from 1 January 2023)
Settlement Fee	0.0042%* transaction Amount
Stamp Duty	0.1%*transaction amount, minimum HK$1, this fee is exempt when buying or selling a warrant or a CBBC
Exchange Trading Fee	0.00565%*transaction amount, minimum HK$0.01
SFC Transaction levy	0.0027%*transaction amount, minimum HK$0.01
FRC Transaction levy	0.00015%*transaction amount

Note: According to HKEX circular, with effect from 17 November 2023, Stamp Duty has been revised from 0.13% to 0.10%.

According to HKEX circular, effective from June 30, 2025 (HKT), the rate of settlement fee will be revised to 0.0042% with the removal of minimum and maximum charges.

 

4.4 HK Corporate Action

Type	Fees
Dividend Collection Fee	Moomoo Financial Inc.: 0.2%*total cash dividend amount, minimum HK$30 HKEx: HK$1.50/lot, minimum 1 lot
Equity interest collection Fee	Moomoo Financial Inc.: HK$1/lot, minimum HK$30, maximum HK$2000 HKEx: HK$1.50/lot
Bonus share collection Fee	Moomoo Financial Inc.: HK$1/lot, minimum HK$30, maximum HK$2000 HKEx: HK$1.50/lot
Corproate Action Handling Fee	Moomoo Financial Inc.: HK$1/lot, minimum HK$30 HKEx: Charged on a case-by-case basis
Handlingfee for Rights Offering, Warrants, CBBC and Inline Warrants	Moomoo Financial Inc.: HK$1/lot, minimum HK$30 HKEx: HK$0.80/lot
General Meeting	Attendance or authorisation of a third party to attend the General Meeting (max one person) or vote by proxy Handling fee: US$6 per application

 

5. China A-shares

5.1 Commission

Type	Fees
Stocks	0.03% of transaction amount or 3 CNH which ever is higher

 

5.2 Platform Fees

Type	Fees
Platform Fees	15 CNH per order

 

5.3 Regulatory Fees

Type	Fees
Handling fee	0.00341%*transaction amount
Securities management fee	0.002%*transaction amount
CSDC Transfer fee	0.001%*transaction amount
HKSCC Transfer fee	0.002%*transaction amount
Stamp Duty	0.05%*transaction amount (only charge when selling)
Portfolio fee	holding stock value*0.008%/365 (calculate by day, charge by month)
Dividend tax	10% of dividend and bonuses (Deduct by SAT during the dividend distribution)

Note:

1. China A-share ETFs are exempt from Securities Management Fees, Transfer Fees(CSDC ), and Stamp Duty, and the handling fee is 0.004% of the transaction amount. Other charges are the same as the underlying shares.

2. Handling fee revised to 0.00341% of transaction amount from 28 August 2023.

 

5.4 China A-Share Corporate Action

Type	Fees
Dividend Collection Fee	0.5% of total cash dividend amount, minimum 30 CNH
Equity interest collection Fee	1 CNH/lot (order size less than 1 lot count as 1 lot) minimum 20 CNH, maximum 2000 CNH
Bonus share collection Fee	1 CNH/lot (order size less than 1 lot count as 1 lot) minimum 20 CNH, maximum 2000 CNH
Corproate Action Handling Fee (ie. Tender Offer)	1 CNH/lot (order size less than 1 lot count as 1 lot) minimum 20 CNH
Mailing/Stamping of Daily and Monthly Account Statements	50 CNH per copy + postage fee
Dividend Recovery	Minimum charge of 1000 CNH per order (payable irrespective of whether recovery is successful or not) If recovery is successful, a 10% service charge on dividend amount plus transfer fee (if any) is applicable

 

6. Margin Rate

Type	Fees
Long Margin for U.S. stocks	6.8% p.a
Long Margin for Hong Kong stocks	6.8% p.a
Long Margin for China A-shares	8.8% p.a
Short Margin	Depends on the stocks, please see details in the App and refer to the daily statement.

Note: We reserve the right to amend our margin interest rate from time to time in response to changes in prevailing interest rates and other factors. The Margin Rate is subject to change without notice.

 

7. Service Fees

Type	Fees
ACH Transfer	$0
ACH Return	Deposit: $5 per order for first deposit; $10 per order for subsequent deposits Withdraw: $10 per order
Domestic Wire - Incoming	$0
Domestic Wire - Outgoing	$20
International Wire - Incoming	$0
International Wire - Outgoing	$25
Stock Transfer - Incoming	$0
Stock Transfer - Outgoing	$75 per transfer
Printed statements and trade confirmation	$3 per statement + postage (billed at cost)
Assisted Phone Trades	$10
ADR Conversion (ADR converts to HK stocks)	Handling fees: US$700 per stock per order Conversion fees: US$5 per stock per lot
Printed copies of corporate notices	$75 per request + postage (billed at cost)

Notes:

1. Additional wire transfer fees charged by any originating, intermediary, or recipient bank may apply.

2. As of ADR conversion, one lot consists of 100 ADS, and less than one lot is rounded up to one lot. Please note that the adjusted ADR Conversion fee will take effect on November 8, 2022.  

3. Per regulatory requirements, we must provide statements and confirms to clients. The printed materials involve securities offered through Moomoo Financial Inc., Member FINRA/SIPC, and are subject to fees as mentioned above.

 

8. Currency Exchange

Moomoo Financial Inc. charges a fee for converting currencies.  The amount of the fee varies depending on the currency and may be up to 300 basis points.  Should you have any questions regarding the conversion fee, please email our customer service team.

 

If you would like to know the fees for Non-U.S. resident, Click here.