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Moomoo Financial Inc. fee schedule (For non-U.S. residents)

Updated on 17 October, 2022 EST

1. U.S. Stocks

1.1 Commission


Note: Stocks include Stocks, ETFs and ETNs.

1.2 Platform Fees

Notes:

1. Click here to view "By Tier"

2. You can choose either method above.

1.3 Regulatory Fees

1.4 US Corporate Action


2. Options

2.1 Trading Fees

2.2 Platform Fees

Notes:

1. Click here to view "By Tier"

2. You can choose either method above.

2.3 Regulatory Fees

Notes: 

1. The Options Regulatory Fee (ORF) is a pass-through fee that the OCC collects from clearing members. As is standard industry practice, these fees are passed from the clearing broker to Moomoo Financial Inc. to end clients.

2. The OCC fees are fees charged by the OCC to its members. Like the ORF, these fees are passed through from the clearing broker to Moomoo Financial Inc. to Moomoo Financial Inc.'s clients

3. The exchange fees referenced on Moomoo Financial Inc.'s fee schedule and on trade confirmations are fees charged by the exchanges where the options was executed. These fees vary depending on a broker's exchange memberships and are difficult to ascertain promptly. For that reason, Moomoo Financial Inc. like other broker-dealers, used a blended rate that equals or slightly exceed the amount charged by the options exchanges.

4. Effective 07/23/2021, Moomoo Financial Inc. will discontinue charging "exchange fees" and will institute a fee of $0.65 per option contract.


3. Hong Kong Stocks

3.1 Commission

3.2 Platform Fees


3.3 Regulatory Fees

Note: FRC Transaction Levy will be effective from January 1, 2022.

3.4 HK Corporate Action


4. China A-shares

4.1 Commission

4.2 Platform Fees

4.3 Regulatory Fees

Note: China A-share ETFs are exempt from Securities Management Fees, Transfer Fees(CSDC ), and Stamp Duty, and the handling fee is 0.004% of the transaction amount. Other charges are the same as the underlying shares.

4.4 A Share Corporate Action


5. Margin Rate

Note: We reserve the right to amend our margin interest rate from time to time in response to changes in prevailing interest rates and other factors. The Margin Rate is subject to change without notice.


6. Service Fees

Notes:

1. Additional wire transfer fees charged by any originating, intermediary, or recipient bank may apply.

2. Only DTC Transfer available.

3. Transfer two stocks BABA and APPLE from Moomoo Financial Inc. to other brokers. The transfer fee is $75 *2 is $150.

4. As of ADR conversion, one lot consists of 100 ADS, and less than one lot is rounded up to one lot. Please note that the adjusted ADR Conversion fee will take effect on November 8, 2022.

5. Per regulatory requirements, we must provide statements and confirms to clients. The printed materials involve securities offered through Moomoo Financial Inc., Member FINRA/SIPC, and are subject to fees as mentioned above.