Terms and Agreements
Risk Disclosures
Account Opening Disclosure
Margin Disclosure Statement
OCC Risk Disclosure
Extended Trading Hours Risk Disclosure
IPO Risk Disclosure Statement
Hong Kong Securities Risk Disclosure
Stock Connect (Shanghai and Shenzhen Stock Exchanges)
Day Trading Risk Disclosure Statement
SEC Rule 606 Report Disclosure
Instant Deposit Agreement
Risks of Trading Single-Stock and Spot Cryptocurrency ETFs
Important Information on Penny Stocks
Virtual Currency Trading Risk Disclosure
Fractional Share Trading Disclosure
Other Disclosures
Form Customer Relationship Summary
Cash Sweep
Moomoo Financial Inc. executes all securities transactions through Futu Clearing Inc. and Interactive Brokers. In compliance with Rule 606 the current quarterly report can be viewed.
1st Quarter, 2020 (PDF); 1st Quarter, 2020 (XML)
2nd Quarter, 2020 (PDF); 2nd Quarter, 2020 (XML)
3rd Quarter, 2020 (PDF); 3rd Quarter, 2020 (XML)
4th Quarter, 2020 (PDF); 4th Quarter, 2020 (XML)
1st Quarter, 2021 (PDF); 1st Quarter, 2021 (XML)
2nd Quarter, 2021 (PDF); 2nd Quarter, 2021 (XML)
3rd Quarter, 2021 (PDF); 3rd Quarter, 2021 (XML)
4th Quarter, 2021 (PDF); 4th Quarter, 2021 (XML)
1st Quarter, 2022 (PDF); 1st Quarter, 2022 (XML)
2nd Quarter, 2022 (PDF); 2nd Quarter, 2022 (XML)
3rd Quarter, 2022 (PDF); 3rd Quarter, 2022 (XML)
4th Quarter, 2022 (PDF); 4th Quarter, 2022 (PDF); 4th Quarter, 2022 (XML); 4th Quarter, 2022 (XML)
1st Quarter, 2023 (PDF); 1st Quarter, 2023 (PDF); 1st Quarter, 2023 (XML); 1st Quarter, 2023 (XML)
2nd Quarter, 2023 (PDF); 2nd Quarter, 2023 (XML); 2nd Quarter, 2023 (PDF); 2nd Quarter, 2023 (XML)
3rd Quarter, 2023 (PDF); 3rd Quarter, 2023 (XML); 3rd Quarter, 2023 (PDF); 3rd Quarter, 2023 (XML)
4th Quarter, 2023 (PDF); 4th Quarter, 2023 (PDF); 4th Quarter, 2023 (XML); 4th Quarter, 2023 (XML)