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Financial Regulators in Sweden Slaps $9.6M Fine on Nasdaq Stockholm
Due to violation of regulatory rules, Nasdaq (NDAQ.US) has been fined 9.6 million USD by Sweden.
Swedish financial regulatory institutions stated that due to Nasdaq's repeated violation of the rules of the exchange in recent years, the institution has imposed a fine of 100 million Swedish kronor on it.
Nasdaq's Sweden Bourse Fined by Watchdog for Insider Trade Flaws
Express News | Sweden FSA: However, the Violations Are Not so Serious That There Are Grounds on Which to Withdraw the Stock Exchange's Authorisation or Issue the Stock Exchange a Warning
Express News | Sweden FSA:
Express News | Sweden FSA: There Have Been Deficiencies in How Nasdaq Stockholm Has Conducted Its Trading Monitoring, Which Should Prevent, Identify and Report Insider Dealing
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