About Southwest Company

The company was founded in 1999. On the basis of the former Chongqing Securities Company, the former securities department of Chongqing International Trust and Investment Co., Ltd., the former Chongqing Securities Company, and the former Chongqing Securities Registration Co., Ltd. jointly initiated the establishment of Southwest Securities Co., Ltd. with other shareholders. The company's main business includes securities and futures brokerage business, investment banking business, proprietary business, asset management business, etc. The company has been included in the “Securities Company White List” management of the China Securities Regulatory Commission for three consecutive years, won the title of “Frontrunner” in enterprise standards for two consecutive years, and was awarded “Class A Credit Taxpayer” for nine consecutive years. Xiniu Xueyuan, a national investment and education base, received the “Annual Digital Finance Innovation Award” and “Listed Company Outstanding Brand Award”, and won honors such as Chongqing Electricity Conservation Demonstration Unit in the 2023 Summer. As of December 31, 2023, the company has 4 first-level subsidiaries and 110 securities branches; it has 2,474 employees, among them 7 senior managers.