About ASTRUM Company

We are a financial services provider in Hong Kong that provides (i) securities trading and brokerage services; (ii) placement and underwriting services; (iii) corporate finance advisory services; (iv) financing services, including securities and initial public offering financing; and (v) asset management services. All of our business activities are carried out through our operating subsidiary, AstraZeneca Capital, which is licensed to carry out regulated activities under the Securities and Futures Regulations under the Securities and Futures Regulations under Class 1 (trading securities), Class 2 (trading futures contracts), Type 6 (advising on institutional financing) and Type 9 (providing asset management). AstraZeneca Capital is also a stock exchange participant and currently holds a stock exchange trading right. We did not engage in futures contract trading or proprietary trading business during the track record period.