About CC SECURITIES Company

Zhongyuan Securities (A-share code: 601375.SH; H-share abbreviation: Zhongzhou Securities, stock code: 01375.HK) was founded on November 8, 2002. It is a corporate securities company registered in Henan and an important vehicle for capital market development in the province. It is also one of the 8th brokerage firms listed on Hong Kong and domestic main boards at the same time out of more than 140 securities companies in the country. It was successfully listed in Hong Kong in June 2014 and listed on the main board of the Shanghai Stock Exchange in January 2017. Up to now, Zhongyuan Securities has total assets of nearly 55 billion yuan, managed client assets of more than 200 billion yuan, and currently employs nearly 3,000 people. It has branch offices in Shanghai, Beijing, Guangzhou, Shenzhen, Hong Kong and more than two-thirds of the country's provincial capitals, as well as all provincial municipalities and economically strong counties in Henan Province. Zhongyuan Securities has become a comprehensive brokerage firm that includes various businesses such as wealth management and asset management, with investment banking and investment business as the lead. On the basis of the steady development of the comprehensive securities business, the company has formed eight major business segments, including Zhongyuan Equity Exchange Center, Zhongzhou Blue Ocean Equity Investment Company, Zhongding Open Source Venture Capital Company, Zhongyuan Futures Company and Shanghai Center, Guangzhou-Shenzhen Headquarters, Beijing Branch, and Hong Kong Subsidiary. Since 2021, under the correct leadership of the Henan Provincial Committee and the provincial government and strong support from the Organization Department of the Provincial Committee, the Provincial Department of Finance, the Provincial Government's State-owned Assets Administration Commission and other relevant parties, the company has achieved a double harvest in party building work and business performance, and has entered a new stage of rapid development. In 2021, the company achieved a total profit of 718 million yuan, an increase of nearly 4 times over the previous year, ranking among the highest in the industry; taxes were paid nearly 700 million yuan, and realized profits and tax payments hit new highs in the past five years. In particular, the investment banking business is developing strongly, helping 13 companies, including Zhengzhou Baichuan Huanneng, Zhoukou Kaiwang Technology, and Shanghai Port, to go public or pass meetings throughout the year. The number of sponsor companies listed and participation rates ranked 9th in the industry at the bottom of 2021, entering the first ranking in the country; the return on proprietary investment of Shanghai bonds continues to be stable at the leading level in the industry; and a number of invested SMEs are expected to be listed and entered the capital market one after another. During the “14th Five-Year Plan” period, Zhongyuan Securities Co., Ltd. adhered to Xi Jinping's ideology of socialism with Chinese characteristics in the new era, fully implemented the spirit of the 20th National Congress of the Party and the Central Economic Work Conference, with party building as the lead, high-quality development as the theme, capital, reform, talent, innovation as the driving force, focused on investment banking, wealth management, self-operated investment, asset management, etc., adhering to the “specialization, market-based and characteristic” development concept, adhering to the bottom-line thinking of compliance and risk control, and focusing on improving the core competitiveness and economic efficiency of enterprises, for the real economy and a wide range of investors On the basis of providing quality services, we will continue to improve, expand and strengthen Central Plains Securities, make as much contribution as possible to the country and society, better enhance shareholders' earnings and employee welfare, contribute to the construction of a modern Henan, and achieve steady and far-reaching sustainable development goals.