Zhitong Finance App News, Haitong Securities (600837.SH) announced that in its own name, the company subscribed to CNCC's non-public offering of shares in accordance with CITIC China Securities's quotation instructions, objectively helping CITIC China Securities and its customers obtain stock income, making fixed increase arbitrage possible.
In view of the above offenses, on April 19, 2024, the Company received an “Advance Notice of Administrative Penalties” from the China Securities Regulatory Commission (“China Securities Regulatory Commission”).