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Form 144 | BullFrog AI(BFRG.US)关联方拟出售25万股股份，价值约75.5万美元

Form 144 | BullFrog AI(BFRG.US) Insider Proposes to Sell 755K in Common Stocks

moomoo News · Apr 3 09:07

BFRGW -1.92% BFRG +0.96%

根据美国证券交易委员会（SEC）美东时间4月3日披露的文件，$BULLFROG AI HOLDINGS INC C/WTS EXP (TO PUR COM) (BFRGW.US)$、$BullFrog AI (BFRG.US)$、$BullFrog AI Holdings (BFAI.US)$关联方Vininder Singh拟于4月2日出售25万股普通股股份，总市值约75.5万美元。

此外，Vininder Singh自2023年9月5日起至今合共已减持该公司9.55万股股份，总价值约43.48万美元。

图片来源：SEC公告

什么是Form 144？

《1933年美国证券法》Rule 144规定：上市公司中关联方（上市公司持股10%以上的大股东、公司高管及董事成员）以及从关联方中获得股票（这一类股票属于限制性受限证券或者控制证券）的持股人，在卖出这类股票时必须遵守严格的披露程序，卖出前需向SEC申报Form 144文件。

其中，关联方必须持有证券至少六个月，卖出的股数不得超过已发行股份总数的1%。关联方在任何三个月期间出售的股票数量超过5,000股时，或总市值超5万美元时须向SEC提交该表格。

SEC FILLINGS DISCLOSED/ Apr 3, $BULLFROG AI HOLDINGS INC C/WTS EXP (TO PUR COM) (BFRGW.US)$、$BullFrog AI (BFRG.US)$、$BullFrog AI Holdings (BFAI.US)$ Insider Vininder Singh intends to sell 250K shares of its common stock on Apr 2, with a total market value of approximately $755K.

Vininder Singh has reduced shareholding in $BULLFROG AI HOLDINGS INC C/WTS EXP (TO PUR COM) (BFRGW.US)$、$BullFrog AI (BFRG.US)$、$BullFrog AI Holdings (BFAI.US)$ by 95,536 shares since Sep 5, 2023, with a total value of approximately $434.84K.

Source: Announcement

What is Form 144?

Form 144: Notice of Proposed Sale of Securities is a document issued by the Securities and Exchange Commission (SEC). Individuals such as executive officers and affiliates of a US-listed company must submit this form to the SEC when they intend to sell more than 5,000 shares or units of that company's stock, or if the sale price adds up to more than $50,000 in any three-month period. This regulation is known as Rule 144, under the Securities Act of 1933.

Disclaimer: This content is for informational and educational purposes only and does not constitute a recommendation or endorsement of any specific investment or investment strategy. Read more

Risk Disclaimer

This page is machine-translated. Moomoo tries to improve but do not guarantee the accuracy and reliability of the translation, and will not be liable for any loss or damage caused by any inaccuracy or omission of the translation.

This presentation is for informational and educational use only and is not a recommendation or endorsement of any particular investment or investment strategy. Investment information provided in this content is general in nature, strictly for illustrative purposes, and may not be appropriate for all investors. It is provided without respect to individual investors’ financial sophistication, financial situation, investment objectives, investing time horizon, or risk tolerance. You should consider the appropriateness of this information having regard to your relevant personal circumstances before making any investment decisions. Past investment performance does not indicate or guarantee future success. Returns will vary, and all investments carry risks, including loss of principal. Moomoo makes no representation or warranty as to its adequacy, completeness, accuracy or timeline for any particular purpose of the above content.

Moomoo is a financial information and trading app offered by Moomoo Technologies Inc.

In the U.S., investment products and services available through the moomoo app are offered by Moomoo Financial Inc., a broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) and a member of Financial Industry Regulatory Authority (FINRA)/Securities Investor Protection Corporation (SIPC).

In Singapore, investment products and services available through the moomoo app are offered through Moomoo Financial Singapore Pte. Ltd. regulated by the Monetary Authority of Singapore (MAS). Moomoo Financial Singapore Pte. Ltd. is a Capital Markets Services Licence (License No. CMS101000) holder with the Exempt Financial Adviser Status. This advertisement has not been reviewed by the Monetary Authority of Singapore.

In Australia, financial products and services available through the moomoo app are provided by Futu Securities (Australia) Ltd, an Australian Financial Services Licensee (AFSL No. 224663) regulated by the Australian Securities and Investment Commission (ASIC). Please read and understand our Financial Services Guide, Terms and Conditions, Privacy Policy and other disclosure documents which are available on our website https://www.moomoo.com/au.

In Canada, order-execution only services available through the moomoo app are provided by Moomoo Financial Canada Inc., regulated by the Canadian Investment Regulatory Organization (CIRO).

In Malaysia, investment products and services available through the moomoo app are offered through Moomoo Securities Malaysia Sdn. Bhd. ("Moomoo MY")regulated by the Securities Commission of Malaysia (SC). Moomoo Securities Malaysia Sdn. Bhd. is a Capital Markets Services Licence (License No. eCMSL/A0397/2024) holder. This advertisement has not been reviewed by the SC.

Moomoo Technologies Inc., Moomoo Financial Inc., Moomoo Financial Singapore Pte. Ltd.，Futu Securities (Australia) Ltd, Moomoo Financial Canada Inc., and Moomoo Securities Malaysia Sdn. Bhd. are affiliated companies.

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This page is machine-translated. Moomoo tries to improve but does not guarantee the accuracy and reliability of the translation, and will not be liable for any loss or damage caused by any inaccuracy or omission of the translation.

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