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清水源(300437.SZ)收到中国证监会河南监管局警示函

Qingshuiyuan (300437.SZ) received a warning letter from the Henan Regulatory Bureau of the China Securities Regulatory Commission

Zhitong Finance ·  Dec 26, 2023 04:30

Qingshuiyuan (300437.SZ) announced that the company recently received the China Securities Regulatory Commission from the Henan Regulatory Bureau...

Zhitong Finance App News, Qingshuiyuan (300437.SZ) announced that the company recently received the China Securities Regulatory Commission's Decision on Administrative Supervision Measures “Decision on Issuing Warning Letter Measures against Henan Qingshuiyuan Technology Co., Ltd. and related responsible personnel” ([2023] No. 78). The relevant information is now announced as follows:

“Henan Qingshuiyuan Technology Co., Ltd., Wang Zhiqing, Wang Lin, Song Changting: After investigation, Henan Qingshuiyuan Technology Co., Ltd. committed the following irregularities: (1) Inaccurate information disclosure in the 2022 three-quarter report. The company's 2022 three-quarter report did not properly account for 45% of the shares held by Anhui Zhongxu Environmental Construction Co., Ltd., resulting in inaccurate disclosure of information in the 2022 three-quarter report, in violation of Article 3 (1) of the “Administrative Measures on Information Disclosure of Listed Companies” (Securities Regulatory Commission Order No. 182). (2) The matter concerned failed to fulfill its obligation to disclose information while Song Yingbiao, the former director of the company, was investigated by the competent authorities. The company failed to fulfill its obligation to disclose information, in violation of Article 30 (2) (11) of the “Administrative Measures on Information Disclosure of Listed Companies” (Securities Regulatory Commission Order No. 40).

Wang Zhiqing, chairman and general manager of the company, Wang Lin, financial director, and Song Changting, then secretary of the board of directors, are responsible for these irregularities. According to the provisions of Article 52 of the “Administrative Measures on Information Disclosure of Listed Companies” (Securities Regulatory Commission Order No. 182) and Article 59 of the “Administrative Measures on Information Disclosure of Listed Companies” (CSRC Order No. 40), etc., our bureau decided to take administrative supervision measures for the company and Wang Zhiqing, Wang Lin, and Song Changting to issue a warning letter and record it in the securities and futures market integrity file. You should fully learn the lessons, strengthen the study of securities laws and regulations, effectively improve the company's standardized operation level and quality of information disclosure, and submit a written revision report to our bureau within 30 days from the date of receipt of this decision.

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