Zhitong Financial APP News, Southwest Securities (600369.SH) notice, recently, the company received the China Securities Regulatory Commission Chongqing Regulatory Bureau ("Chongqing Securities Regulatory Bureau") "on the decision to issue a warning letter to Wei Siyu."
It is reported that when Wei Siyu was a director of the company, his mother bought 1000 shares of the company on May 9, 2023, with a transaction value of 4070 yuan, and sold 1000 shares of the company on May 10, 2023, with a transaction value of 4000 yuan. In violation of relevant regulations, Chongqing Securities Regulatory Bureau decided to take administrative supervision measures to issue warning letters to Wei Siyu.