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NOGIN INC. | SC 13G: Statement of acquisition of beneficial ownership by individuals-CVI Investments, Inc.(9.9%),Heights Capital Management, Inc.(9.9%)

SEC announcement ·  Feb 14 15:37
Summary by Moomoo AI
On December 31, 2023, CVI Investments, Inc., with Heights Capital Management, Inc. as its investment manager, filed a Schedule 13G with the Securities and Exchange Commission, disclosing a 9.9% ownership stake in Nogin, Inc., amounting to 1,252,857 shares. The filing, made under Rule 13d-1(d), indicates that CVI Investments, Inc. is based in the Cayman Islands, while Heights Capital Management, Inc. is organized in Delaware. The shares include those issuable upon the exercise of warrants, with limitations to prevent ownership exceeding certain thresholds. The report clarifies that the shares were not acquired for the purpose of changing or influencing the control of Nogin, Inc. The principal executive offices of Nogin, Inc. are located in New York, NY. The filing was certified by Brian Sopinsky, Secretary of both reporting entities, on February 12, 2024.
On December 31, 2023, CVI Investments, Inc., with Heights Capital Management, Inc. as its investment manager, filed a Schedule 13G with the Securities and Exchange Commission, disclosing a 9.9% ownership stake in Nogin, Inc., amounting to 1,252,857 shares. The filing, made under Rule 13d-1(d), indicates that CVI Investments, Inc. is based in the Cayman Islands, while Heights Capital Management, Inc. is organized in Delaware. The shares include those issuable upon the exercise of warrants, with limitations to prevent ownership exceeding certain thresholds. The report clarifies that the shares were not acquired for the purpose of changing or influencing the control of Nogin, Inc. The principal executive offices of Nogin, Inc. are located in New York, NY. The filing was certified by Brian Sopinsky, Secretary of both reporting entities, on February 12, 2024.
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