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Robinhood | 8-K: Robinhood Financial LLC – Held NMS Stocks and Options Order Routing Public Report

SEC announcement · Jan 31 16:13

HOOD +4.44%

Summary by Moomoo AI

On January 31, 2024, Robinhood Markets, Inc. (Robinhood) filed a Form 8-K report with the United States Securities and Exchange Commission (SEC), disclosing the quarterly Order Routing Public Reports for its broker-dealer subsidiaries, Robinhood Financial LLC and Robinhood Securities, LLC. These reports, for the fourth quarter of 2023, were prepared in compliance with SEC Rule 606(a) and detail the routing of non-directed orders in stocks and options, including the payment for order flow (PFOF) received. The reports reveal that a significant portion of the order flow was routed to venues like Virtu Americas, LLC, and Citadel Securities LLC, among others. The PFOF received is shared between Robinhood Securities, LLC and Robinhood Financial LLC under a revenue and cost allocation agreement. The 606-Reports are unaudited and made available without commentary, and they are not indicative of the consolidated results of the company. Investors are encouraged to review these reports alongside Robinhood's other financial disclosures on their Investor Relations website.

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Disclaimer: This content is for informational and educational purposes only and does not constitute a recommendation or endorsement of any specific investment or investment strategy. Read more

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The moomoo app is an online trading platform offered by Moomoo Technologies Inc. Securities, brokerage products and related services available through the moomoo app are offered by including but not limited to the following brokerage firms: Moomoo Financial Inc. regulated by the U.S. Securities and Exchange Commission (SEC), Moomoo Financial Singapore Pte. Ltd. regulated by the Monetary Authority of Singapore (MAS), Futu Securities International (Hong Kong) Limited regulated by the Securities and Futures Commission of Hong Kong (SFC), Moomoo Financial Canada Inc. regulated by the Canadian Investment Regulatory Organization (CIRO) and Futu Securities (Australia) Ltd regulated by the Australian Securities and Investments Commission (ASIC).

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