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Form 144 | 北方信托(NTRS.US)高管拟出售4,097股股份,价值约33.82万美元

Form 144 | Northern Trust(NTRS.US) Officer Proposes to Sell 338.25K in Common Stocks

moomoo News ·  May 1 12:40

SEC FILLINGS DISCLOSED/ May 1, $Northern Trust (NTRS.US)$$Northern Trust Corp (NTRSO.US)$ Officer FRADKIN STEVEN L intends to sell 4,097 shares of its common stock on May 1, with a total market value of approximately $338.25K.

FRADKIN STEVEN L has reduced shareholding in $Northern Trust (NTRS.US)$$Northern Trust Corp (NTRSO.US)$ by 30,392 shares since Feb 22, 2024, with a total value of approximately $2.43 million.

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What is Form 144?

Form 144: Notice of Proposed Sale of Securities is a document issued by the Securities and Exchange Commission (SEC). Individuals such as executive officers and affiliates of a US-listed company must submit this form to the SEC when they intend to sell more than 5,000 shares or units of that company's stock, or if the sale price adds up to more than $50,000 in any three-month period. This regulation is known as Rule 144, under the Securities Act of 1933.

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