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Bakkt Holdings | UPLOAD: Others

Bakkt Holdings | UPLOAD: Others

Bakkt Holdings | UPLOAD:其他
SEC announcement ·  02/14 13:42
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On February 14, 2024, Bakkt Holdings, Inc. received a letter from the United States Securities and Exchange Commission (SEC) regarding Amendment No. 1 to their Registration Statement on Form S-3, which was initially filed on February 7, 2024. The SEC's letter, addressed to CEO Gavin Michael, acknowledged the company's response to a previous comment letter dated February 13, 2024. The SEC stated that while they have no further comments on the company's disclosure or responses at this time, this should not be interpreted as agreement or disagreement with Bakkt Holdings' disclosures, responses, or business operations, including the Bakkt Crypto and Bakkt Marketplace platforms. The SEC reminded Bakkt Holdings of its responsibility for the accuracy and adequacy of its disclosures. The SEC also referenced Rules 460 and 461 regarding requests for acceleration and advised the company to allow sufficient time for review of any amendments prior to the registration statement's requested effective date. Contact information for SEC staff members David Lin and Sandra Hunter Berkheimer was provided for further questions.
On February 14, 2024, Bakkt Holdings, Inc. received a letter from the United States Securities and Exchange Commission (SEC) regarding Amendment No. 1 to their Registration Statement on Form S-3, which was initially filed on February 7, 2024. The SEC's letter, addressed to CEO Gavin Michael, acknowledged the company's response to a previous comment letter dated February 13, 2024. The SEC stated that while they have no further comments on the company's disclosure or responses at this time, this should not be interpreted as agreement or disagreement with Bakkt Holdings' disclosures, responses, or business operations, including the Bakkt Crypto and Bakkt Marketplace platforms. The SEC reminded Bakkt Holdings of its responsibility for the accuracy and adequacy of its disclosures. The SEC also referenced Rules 460 and 461 regarding requests for acceleration and advised the company to allow sufficient time for review of any amendments prior to the registration statement's requested effective date. Contact information for SEC staff members David Lin and Sandra Hunter Berkheimer was provided for further questions.
2024年2月14日,Bakkt Holdings, Inc.收到了美國證券交易委員會(SEC)關於其S-3表格註冊聲明第1號修正案的來信,該修正案最初於2024年2月7日提交。美國證券交易委員會致首席執行官加文·邁克爾的信承認了該公司對先前於2024年2月13日發表的評論信的回應。美國證券交易委員會表示,儘管他們目前對公司的披露或回應沒有進一步的評論,但不應將其解釋爲同意或不同意Bakkt Holdings的披露、回應或業務運營,包括Bakkt Crypto和Bakkt市場平台。美國證券交易委員會提醒Bakkt Holdings對其披露的準確性和充分性負責。美國證券交易委員會還引用了關於加速請求的第460和461條,並建議該公司在註冊聲明要求的生效日期之前留出足夠的時間來審查任何修正案。爲進一步的問題,提供了美國證券交易委員會工作人員大衛·林和桑德拉·亨特·伯克海默的聯繫信息。
2024年2月14日,Bakkt Holdings, Inc.收到了美國證券交易委員會(SEC)關於其S-3表格註冊聲明第1號修正案的來信,該修正案最初於2024年2月7日提交。美國證券交易委員會致首席執行官加文·邁克爾的信承認了該公司對先前於2024年2月13日發表的評論信的回應。美國證券交易委員會表示,儘管他們目前對公司的披露或回應沒有進一步的評論,但不應將其解釋爲同意或不同意Bakkt Holdings的披露、回應或業務運營,包括Bakkt Crypto和Bakkt市場平台。美國證券交易委員會提醒Bakkt Holdings對其披露的準確性和充分性負責。美國證券交易委員會還引用了關於加速請求的第460和461條,並建議該公司在註冊聲明要求的生效日期之前留出足夠的時間來審查任何修正案。爲進一步的問題,提供了美國證券交易委員會工作人員大衛·林和桑德拉·亨特·伯克海默的聯繫信息。
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