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Netcapital | SC 13G: Statement of acquisition of beneficial ownership by individuals-Armistice Capital, LLC(9.99%),Steven Boyd(9.99%)

Netcapital | SC 13G:超过5%持股股东披露文件-Armistice Capital, LLC(9.99%),Steven Boyd(9.99%)

SEC announcement ·  02/14 15:50
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On December 31, 2023, Armistice Capital, LLC and its managing member Steven Boyd filed a Schedule 13G with the SEC, disclosing a 9.99% ownership stake in Netcapital Inc., amounting to 1,487,138 shares. The filing indicates that this ownership is shared, with neither party having sole voting or dispositive power. The shares are held by the Master Fund, which is managed by Armistice Capital, and as such, Armistice Capital and Boyd may be deemed to beneficially own the securities held by the Master Fund. The Master Fund, however, disclaims beneficial ownership of the securities due to its inability to vote or dispose of them independently. The filing was made in accordance with Rule 13d-1(b) of the Securities Exchange Act of 1934, which applies to investment advisers and parent holding companies or control persons. The filing asserts that the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing the control of Netcapital Inc.
On December 31, 2023, Armistice Capital, LLC and its managing member Steven Boyd filed a Schedule 13G with the SEC, disclosing a 9.99% ownership stake in Netcapital Inc., amounting to 1,487,138 shares. The filing indicates that this ownership is shared, with neither party having sole voting or dispositive power. The shares are held by the Master Fund, which is managed by Armistice Capital, and as such, Armistice Capital and Boyd may be deemed to beneficially own the securities held by the Master Fund. The Master Fund, however, disclaims beneficial ownership of the securities due to its inability to vote or dispose of them independently. The filing was made in accordance with Rule 13d-1(b) of the Securities Exchange Act of 1934, which applies to investment advisers and parent holding companies or control persons. The filing asserts that the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing the control of Netcapital Inc.
2023年12月31日,停战资本有限责任公司及其管理成员史蒂芬·博伊德向美国证券交易委员会提交了附表13G,披露了Netcapital Inc. 9.99%的所有权,共计1,487,138股。该文件表明,该所有权是共享的,任何一方都没有唯一的投票权或处置权。这些股票由停战资本管理的主基金持有,因此,停战资本和博伊德可能被视为受益拥有主基金持有的证券。但是,由于无法独立投票或处置这些证券,主基金宣布放弃对证券的实益所有权。该文件是根据1934年《证券交易法》第13d-1(b)条提交的,该规则适用于投资顾问和母控股公司或控制人。该文件称,这些股票是在正常业务过程中收购的,不是为了改变或影响Netcapital Inc的控制权。
2023年12月31日,停战资本有限责任公司及其管理成员史蒂芬·博伊德向美国证券交易委员会提交了附表13G,披露了Netcapital Inc. 9.99%的所有权,共计1,487,138股。该文件表明,该所有权是共享的,任何一方都没有唯一的投票权或处置权。这些股票由停战资本管理的主基金持有,因此,停战资本和博伊德可能被视为受益拥有主基金持有的证券。但是,由于无法独立投票或处置这些证券,主基金宣布放弃对证券的实益所有权。该文件是根据1934年《证券交易法》第13d-1(b)条提交的,该规则适用于投资顾问和母控股公司或控制人。该文件称,这些股票是在正常业务过程中收购的,不是为了改变或影响Netcapital Inc的控制权。
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