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NOGIN INC. | SC 13G: Statement of acquisition of beneficial ownership by individuals-CVI Investments, Inc.(9.9%),Heights Capital Management, Inc.(9.9%)

NOGIN INC. | SC 13G：超过5%持股股东披露文件-CVI Investments, Inc.(9.9%),Heights Capital Management, Inc.(9.9%)

SEC announcement ·  02/14 15:37
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On December 31, 2023, CVI Investments, Inc., with Heights Capital Management, Inc. as its investment manager, filed a Schedule 13G with the Securities and Exchange Commission, disclosing a 9.9% ownership stake in Nogin, Inc., amounting to 1,252,857 shares. The filing, made under Rule 13d-1(d), indicates that CVI Investments, Inc. is based in the Cayman Islands, while Heights Capital Management, Inc. is organized in Delaware. The shares include those issuable upon the exercise of warrants, with limitations to prevent ownership exceeding certain thresholds. The report clarifies that the shares were not acquired for the purpose of changing or influencing the control of Nogin, Inc. The principal executive offices of Nogin, Inc. are located in New York, NY. The filing was certified by Brian Sopinsky, Secretary of both reporting entities, on February 12, 2024.
On December 31, 2023, CVI Investments, Inc., with Heights Capital Management, Inc. as its investment manager, filed a Schedule 13G with the Securities and Exchange Commission, disclosing a 9.9% ownership stake in Nogin, Inc., amounting to 1,252,857 shares. The filing, made under Rule 13d-1(d), indicates that CVI Investments, Inc. is based in the Cayman Islands, while Heights Capital Management, Inc. is organized in Delaware. The shares include those issuable upon the exercise of warrants, with limitations to prevent ownership exceeding certain thresholds. The report clarifies that the shares were not acquired for the purpose of changing or influencing the control of Nogin, Inc. The principal executive offices of Nogin, Inc. are located in New York, NY. The filing was certified by Brian Sopinsky, Secretary of both reporting entities, on February 12, 2024.
2023年12月31日，以Heights Capital Management, Inc.为投资管理公司的CVI Investments, Inc.向美国证券交易委员会提交了附表13G，披露了Nogin, Inc. 9.9％的所有权，共计1,252,857股。该文件是根据第13d-1（d）条提交的，表明CVI Investments, Inc.的总部设在开曼群岛，而Heights Capital Management, Inc.则在特拉华州成立。这些股票包括在行使认股权证时可发行的股票，但有限制以防止所有权超过一定门槛。该报告澄清说，收购这些股份不是为了改变或影响Nogin, Inc.的控制权。Nogin, Inc.的主要执行办公室位于纽约州纽约。该文件于2024年2月12日由两个申报实体的秘书布莱恩·索平斯基认证。
2023年12月31日，以Heights Capital Management, Inc.为投资管理公司的CVI Investments, Inc.向美国证券交易委员会提交了附表13G，披露了Nogin, Inc. 9.9％的所有权，共计1,252,857股。该文件是根据第13d-1（d）条提交的，表明CVI Investments, Inc.的总部设在开曼群岛，而Heights Capital Management, Inc.则在特拉华州成立。这些股票包括在行使认股权证时可发行的股票，但有限制以防止所有权超过一定门槛。该报告澄清说，收购这些股份不是为了改变或影响Nogin, Inc.的控制权。Nogin, Inc.的主要执行办公室位于纽约州纽约。该文件于2024年2月12日由两个申报实体的秘书布莱恩·索平斯基认证。
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