Moomoo AI 已提取核心訊息
On December 31, 2023, Sphere 3D Corp. experienced a significant filing event involving multiple reporting persons. Hertford Advisors Ltd., Caravel Capital Fund Ltd., Caravel Capital Investments, Inc., and Glen Gibbons, collectively known as the Reporting Persons, filed an Amendment No. 1 to Schedule 13G with the United States Securities and Exchange Commission. The filing indicates that each of the Reporting Persons may be deemed to beneficially own 9.99% of Sphere 3D's outstanding common shares. This ownership consists of 450,999 shares held directly and 1,128,000 shares issuable upon the conversion of certain Series H Preferred Shares. However, due to a Beneficial Ownership Limitation, the remaining Series H Preferred Shares are not currently exercisable. The Reporting Persons have disclaimed beneficial ownership of the shares they do not directly own, and the filing is not an admission of beneficial ownership for the purposes of Section 13(d) of the Exchange Act. The filing was certified as true and correct by the directors of the respective entities on February 12, 2024.
On December 31, 2023, Sphere 3D Corp. experienced a significant filing event involving multiple reporting persons. Hertford Advisors Ltd., Caravel Capital Fund Ltd., Caravel Capital Investments, Inc., and Glen Gibbons, collectively known as the Reporting Persons, filed an Amendment No. 1 to Schedule 13G with the United States Securities and Exchange Commission. The filing indicates that each of the Reporting Persons may be deemed to beneficially own 9.99% of Sphere 3D's outstanding common shares. This ownership consists of 450,999 shares held directly and 1,128,000 shares issuable upon the conversion of certain Series H Preferred Shares. However, due to a Beneficial Ownership Limitation, the remaining Series H Preferred Shares are not currently exercisable. The Reporting Persons have disclaimed beneficial ownership of the shares they do not directly own, and the filing is not an admission of beneficial ownership for the purposes of Section 13(d) of the Exchange Act. The filing was certified as true and correct by the directors of the respective entities on February 12, 2024.
2023年12月31日，Sphere 3D Corp. 經歷了一起涉及多名申報人的重大申報事件。赫特福德顧問有限公司、Caravel Capital Fund Ltd.、Caravel Capital Investments, Inc.和Glen Gibbons（統稱爲申報人）向美國證券交易委員會提交了附表13G的第1號修正案。該文件表明，每位申報人均可被視爲實益擁有Sphere 3D已發行普通股9.99％。該所有權包括直接持有的450,999股股票和某些H系列優先股轉換後可發行的1,128,000股股票。但是，由於受益所有權的限制，剩餘的H系列優先股目前不可行使。申報人已放棄對他們不直接擁有的股份的受益所有權，就交易法第13（d）條而言，申報人不承認受益所有權。該文件於2024年2月12日由相應實體的董事認證爲真實和正確。
2023年12月31日，Sphere 3D Corp. 經歷了一起涉及多名申報人的重大申報事件。赫特福德顧問有限公司、Caravel Capital Fund Ltd.、Caravel Capital Investments, Inc.和Glen Gibbons（統稱爲申報人）向美國證券交易委員會提交了附表13G的第1號修正案。該文件表明，每位申報人均可被視爲實益擁有Sphere 3D已發行普通股9.99％。該所有權包括直接持有的450,999股股票和某些H系列優先股轉換後可發行的1,128,000股股票。但是，由於受益所有權的限制，剩餘的H系列優先股目前不可行使。申報人已放棄對他們不直接擁有的股份的受益所有權，就交易法第13（d）條而言，申報人不承認受益所有權。該文件於2024年2月12日由相應實體的董事認證爲真實和正確。
有用
沒用