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Robinhood | 8-K: Robinhood Financial LLC – Held NMS Stocks and Options Order Routing Public Report

Robinhood | 8-K:Robinhood-持有NMS股票和期權訂單路由公開報告

SEC announcement ·  01/31 16:13
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On January 31, 2024, Robinhood Markets, Inc. (Robinhood) filed a Form 8-K report with the United States Securities and Exchange Commission (SEC), disclosing the quarterly Order Routing Public Reports for its broker-dealer subsidiaries, Robinhood Financial LLC and Robinhood Securities, LLC. These reports, for the fourth quarter of 2023, were prepared in compliance with SEC Rule 606(a) and detail the routing of non-directed orders in stocks and options, including the payment for order flow (PFOF) received. The reports reveal that a significant portion of the order flow was routed to venues like Virtu Americas, LLC, and Citadel Securities LLC, among others. The PFOF received is shared between Robinhood Securities, LLC and Robinhood Financial LLC under a revenue and cost allocation agreement. The 606-Reports are unaudited and made available without commentary, and they are not indicative of the consolidated results of the company. Investors are encouraged to review these reports alongside Robinhood's other financial disclosures on their Investor Relations website.
On January 31, 2024, Robinhood Markets, Inc. (Robinhood) filed a Form 8-K report with the United States Securities and Exchange Commission (SEC), disclosing the quarterly Order Routing Public Reports for its broker-dealer subsidiaries, Robinhood Financial LLC and Robinhood Securities, LLC. These reports, for the fourth quarter of 2023, were prepared in compliance with SEC Rule 606(a) and detail the routing of non-directed orders in stocks and options, including the payment for order flow (PFOF) received. The reports reveal that a significant portion of the order flow was routed to venues like Virtu Americas, LLC, and Citadel Securities LLC, among others. The PFOF received is shared between Robinhood Securities, LLC and Robinhood Financial LLC under a revenue and cost allocation agreement. The 606-Reports are unaudited and made available without commentary, and they are not indicative of the consolidated results of the company. Investors are encouraged to review these reports alongside Robinhood's other financial disclosures on their Investor Relations website.
2024年1月31日,羅賓漢市場公司(Robinhood)向美國證券交易委員會(SEC)提交了8-K表格報告,披露了其經紀交易商子公司羅賓漢金融有限責任公司和羅賓漢證券有限責任公司的季度訂單傳遞公開報告。這些2023年第四季度的報告是根據美國證券交易委員會第606(a)條編制的,詳細說明了股票和期權非定向訂單的路線,包括收到的訂單付款(PFOF)。報告顯示,很大一部分訂單流向了Virtu Americas, LLC和Citadel Securities LLC等場所。根據收入和成本分配協議,收到的PFOF由Robinhood Securities, LLC和Robinhood Financial LLC共享。606份報告未經審計,未經評論,不代表公司的合併業績。鼓勵投資者在其投資者關係網站上查看這些報告以及Robinhood的其他財務披露。
2024年1月31日,羅賓漢市場公司(Robinhood)向美國證券交易委員會(SEC)提交了8-K表格報告,披露了其經紀交易商子公司羅賓漢金融有限責任公司和羅賓漢證券有限責任公司的季度訂單傳遞公開報告。這些2023年第四季度的報告是根據美國證券交易委員會第606(a)條編制的,詳細說明了股票和期權非定向訂單的路線,包括收到的訂單付款(PFOF)。報告顯示,很大一部分訂單流向了Virtu Americas, LLC和Citadel Securities LLC等場所。根據收入和成本分配協議,收到的PFOF由Robinhood Securities, LLC和Robinhood Financial LLC共享。606份報告未經審計,未經評論,不代表公司的合併業績。鼓勵投資者在其投資者關係網站上查看這些報告以及Robinhood的其他財務披露。
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