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Netcapital | SC 13G: Statement of acquisition of beneficial ownership by individuals-Bard Associates, Inc. 36-3452497(8.2%)

Netcapital | SC 13G:超过5%持股股东披露文件-Bard Associates, Inc. 36-3452497(8.2%)

SEC announcement ·  01/04 00:00
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On December 31, 2023, Bard Associates, Inc., an investment adviser based in Illinois, filed a Schedule 13G with the United States Securities and Exchange Commission, disclosing a significant stake in Netcapital, a company that issues common stock under the CUSIP number 64113L103. Bard Associates reported beneficial ownership of 1,175,810 shares, representing 8.2% of Netcapital's class of common stock. The filing indicates that Bard Associates has sole dispositive power over 54,000 shares and shared dispositive power over 1,121,810 shares. The ownership percentage is based on 14,259,132 shares of Netcapital's common stock outstanding as reported in the issuer's 424B4 for the period ending December 27, 2023. The filing asserts that the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing the control of Netcapital.
On December 31, 2023, Bard Associates, Inc., an investment adviser based in Illinois, filed a Schedule 13G with the United States Securities and Exchange Commission, disclosing a significant stake in Netcapital, a company that issues common stock under the CUSIP number 64113L103. Bard Associates reported beneficial ownership of 1,175,810 shares, representing 8.2% of Netcapital's class of common stock. The filing indicates that Bard Associates has sole dispositive power over 54,000 shares and shared dispositive power over 1,121,810 shares. The ownership percentage is based on 14,259,132 shares of Netcapital's common stock outstanding as reported in the issuer's 424B4 for the period ending December 27, 2023. The filing asserts that the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing the control of Netcapital.
2023年12月31日,总部位于伊利诺伊州的投资顾问Bard Associates, Inc. 向美国证券交易委员会提交了附表13G,披露了Netcapital的大量股份。Netcapital是一家以CUSIP编号 64113L103 发行普通股的公司。Bard Associates报告了1,175,810股股票的受益所有权,占Netcapital普通股类别的8.2%。该文件显示,Bard Associates拥有超过54,000股股票的唯一处置权,对1,121,810股股票拥有共同处置权。所有权百分比基于发行人截至2023年12月27日的 424B4 中报告的Netcapital已发行普通股的14,259,132股。该文件称,这些股份是在正常业务过程中收购的,不是为了改变或影响Netcapital的控制权。
2023年12月31日,总部位于伊利诺伊州的投资顾问Bard Associates, Inc. 向美国证券交易委员会提交了附表13G,披露了Netcapital的大量股份。Netcapital是一家以CUSIP编号 64113L103 发行普通股的公司。Bard Associates报告了1,175,810股股票的受益所有权,占Netcapital普通股类别的8.2%。该文件显示,Bard Associates拥有超过54,000股股票的唯一处置权,对1,121,810股股票拥有共同处置权。所有权百分比基于发行人截至2023年12月27日的 424B4 中报告的Netcapital已发行普通股的14,259,132股。该文件称,这些股份是在正常业务过程中收购的,不是为了改变或影响Netcapital的控制权。
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