Financial Crime Weekly: SEC Unravels Microcap Pump-And-Dump; $16M Penalty Ordered On Medsis Securities Fraud
Financial Crime Weekly: SEC Unravels Microcap Pump-And-Dump; $16M Penalty Ordered On Medsis Securities Fraud
《金融犯罪周刊》：美国证券交易委员会揭露微型股暴跌情况；因Medsis证券欺诈被处以1600万美元的罚款
The U.S. Securities and Exchange Commission filed two litigation releases this week — charging three individuals with running a microcap pump-and-dump scam targeting retail investors, and levying a $15 million penalty on two others who operated an unregistered securities fraud scheme.
美国证券交易委员会本周发布了两份诉讼文件——指控三人实施针对散户投资者的微型股暴跌骗局，并对另外两名经营未注册证券欺诈计划的人处以1500万美元的罚款。
County Line Energy Microcap Fraud
County Line 能源微型股欺诈
On Tuesday this week, the SEC charged Jonathan Farber of New York, Aarif Jamani of British Columbia, Canada and Brian Keasberry of Nevada, with running a microcap fraud scheme.
本周星期二，美国证券交易委员会 带电 纽约的乔纳森·法伯、加拿大不列颠哥伦比亚省的阿里夫·贾马尼和内华达州的布莱恩·基斯伯里正在实施一项微型股欺诈计划。
The scheme allegedly involved the defendants gaining control of the shares of County Line Energy (OTC:CYLC), a small publicly-traded company based in...
据称，该计划涉及被告获得对总部位于加利福尼亚的小...
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