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On December 31, 2023, Sphere 3D Corp. experienced a significant filing event involving multiple reporting persons. Hertford Advisors Ltd., Caravel Capital Fund Ltd., Caravel Capital Investments, Inc., and Glen Gibbons, collectively known as the Reporting Persons, filed an Amendment No. 1 to Schedule 13G with the United States Securities and Exchange Commission. The filing indicates that each of the Reporting Persons may be deemed to beneficially own 9.99% of Sphere 3D's outstanding common shares. This ownership consists of 450,999 shares held directly and 1,128,000 shares issuable upon the conversion of certain Series H Preferred Shares. However, due to a Beneficial Ownership Limitation, the remaining Series H Preferred Shares are not currently exercisable. The Reporting Persons have disclaimed beneficial ownership of the shares they do not directly own, and the filing is not an admission of beneficial ownership for the purposes of Section 13(d) of the Exchange Act. The filing was certified as true and correct by the directors of the respective entities on February 12, 2024.
On December 31, 2023, Sphere 3D Corp. experienced a significant filing event involving multiple reporting persons. Hertford Advisors Ltd., Caravel Capital Fund Ltd., Caravel Capital Investments, Inc., and Glen Gibbons, collectively known as the Reporting Persons, filed an Amendment No. 1 to Schedule 13G with the United States Securities and Exchange Commission. The filing indicates that each of the Reporting Persons may be deemed to beneficially own 9.99% of Sphere 3D's outstanding common shares. This ownership consists of 450,999 shares held directly and 1,128,000 shares issuable upon the conversion of certain Series H Preferred Shares. However, due to a Beneficial Ownership Limitation, the remaining Series H Preferred Shares are not currently exercisable. The Reporting Persons have disclaimed beneficial ownership of the shares they do not directly own, and the filing is not an admission of beneficial ownership for the purposes of Section 13(d) of the Exchange Act. The filing was certified as true and correct by the directors of the respective entities on February 12, 2024.
2023年12月31日，Sphere 3D Corp. 经历了一起涉及多名申报人的重大申报事件。赫特福德顾问有限公司、Caravel Capital Fund Ltd.、Caravel Capital Investments, Inc.和Glen Gibbons（统称为申报人）向美国证券交易委员会提交了附表13G的第1号修正案。该文件表明，每位申报人均可被视为实益拥有Sphere 3D已发行普通股9.99％。该所有权包括直接持有的450,999股股票和某些H系列优先股转换后可发行的1,128,000股股票。但是，由于受益所有权的限制，剩余的H系列优先股目前不可行使。申报人已放弃对他们不直接拥有的股份的受益所有权，就交易法第13（d）条而言，申报人不承认受益所有权。该文件于2024年2月12日由相应实体的董事认证为真实和正确。
2023年12月31日，Sphere 3D Corp. 经历了一起涉及多名申报人的重大申报事件。赫特福德顾问有限公司、Caravel Capital Fund Ltd.、Caravel Capital Investments, Inc.和Glen Gibbons（统称为申报人）向美国证券交易委员会提交了附表13G的第1号修正案。该文件表明，每位申报人均可被视为实益拥有Sphere 3D已发行普通股9.99％。该所有权包括直接持有的450,999股股票和某些H系列优先股转换后可发行的1,128,000股股票。但是，由于受益所有权的限制，剩余的H系列优先股目前不可行使。申报人已放弃对他们不直接拥有的股份的受益所有权，就交易法第13（d）条而言，申报人不承认受益所有权。该文件于2024年2月12日由相应实体的董事认证为真实和正确。
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