Bakkt Holdings, Inc., a Delaware-based company, filed an amendment to its Form S-3 registration statement with the Securities and Exchange Commission (SEC) on February 7, 2024. The filing pertains to the registration of various securities, including Class A Common Stock, Preferred Stock, Debt Securities, Warrants, and Units, up to an aggregate offering price of $150,000,000. The securities may be offered from time to time after the effective date of the registration statement, and the sales may occur directly to the public or through agents, underwriters, or dealers. The registration statement also includes a prospectus detailing the terms of the securities and the manner in which they will be offered. Bakkt Holdings, Inc. is an emerging growth company that operates a platform for...Show More

Bakkt Holdings, Inc., a Delaware-based company, filed an amendment to its Form S-3 registration statement with the Securities and Exchange Commission (SEC) on February 7, 2024. The filing pertains to the registration of various securities, including Class A Common Stock, Preferred Stock, Debt Securities, Warrants, and Units, up to an aggregate offering price of $150,000,000. The securities may be offered from time to time after the effective date of the registration statement, and the sales may occur directly to the public or through agents, underwriters, or dealers. The registration statement also includes a prospectus detailing the terms of the securities and the manner in which they will be offered. Bakkt Holdings, Inc. is an emerging growth company that operates a platform for crypto and loyalty point redemption, having recently acquired Apex Crypto LLC, now known as Bakkt Crypto Solutions, LLC, to expand its crypto asset trading services. The acquisition was completed on April 1, 2023, and the company entered into a Registration Rights Agreement with the seller, Apex Fintech Solutions Inc., requiring the filing of a registration statement for the resale of Bakkt's Class A common stock that may be issued as contingent consideration under the Purchase Agreement. The company's Class A common stock and public warrants are listed on the New York Stock Exchange under the symbols 'BKKT' and 'BKKT WS,' respectively.