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Robinhood | 8-K: Robinhood Financial LLC – Held NMS Stocks and Options Order Routing Public Report

Robinhood | 8-K:Robinhood-持有NMS股票和期权订单路由公开报告

SEC announcement ·  01/31 16:13
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On January 31, 2024, Robinhood Markets, Inc. (Robinhood) filed a Form 8-K report with the United States Securities and Exchange Commission (SEC), disclosing the quarterly Order Routing Public Reports for its broker-dealer subsidiaries, Robinhood Financial LLC and Robinhood Securities, LLC. These reports, for the fourth quarter of 2023, were prepared in compliance with SEC Rule 606(a) and detail the routing of non-directed orders in stocks and options, including the payment for order flow (PFOF) received. The reports reveal that a significant portion of the order flow was routed to venues like Virtu Americas, LLC, and Citadel Securities LLC, among others. The PFOF received is shared between Robinhood Securities, LLC and Robinhood Financial LLC under a revenue and cost allocation agreement. The 606-Reports are unaudited and made available without commentary, and they are not indicative of the consolidated results of the company. Investors are encouraged to review these reports alongside Robinhood's other financial disclosures on their Investor Relations website.
On January 31, 2024, Robinhood Markets, Inc. (Robinhood) filed a Form 8-K report with the United States Securities and Exchange Commission (SEC), disclosing the quarterly Order Routing Public Reports for its broker-dealer subsidiaries, Robinhood Financial LLC and Robinhood Securities, LLC. These reports, for the fourth quarter of 2023, were prepared in compliance with SEC Rule 606(a) and detail the routing of non-directed orders in stocks and options, including the payment for order flow (PFOF) received. The reports reveal that a significant portion of the order flow was routed to venues like Virtu Americas, LLC, and Citadel Securities LLC, among others. The PFOF received is shared between Robinhood Securities, LLC and Robinhood Financial LLC under a revenue and cost allocation agreement. The 606-Reports are unaudited and made available without commentary, and they are not indicative of the consolidated results of the company. Investors are encouraged to review these reports alongside Robinhood's other financial disclosures on their Investor Relations website.
2024年1月31日,罗宾汉市场公司(Robinhood)向美国证券交易委员会(SEC)提交了8-K表格报告,披露了其经纪交易商子公司罗宾汉金融有限责任公司和罗宾汉证券有限责任公司的季度订单传递公开报告。这些2023年第四季度的报告是根据美国证券交易委员会第606(a)条编制的,详细说明了股票和期权非定向订单的路线,包括收到的订单付款(PFOF)。报告显示,很大一部分订单流向了Virtu Americas, LLC和Citadel Securities LLC等场所。根据收入和成本分配协议,收到的PFOF由Robinhood Securities, LLC和Robinhood Financial LLC共享。606份报告未经审计,未经评论,不代表公司的合并业绩。鼓励投资者在其投资者关系网站上查看这些报告以及Robinhood的其他财务披露。
2024年1月31日,罗宾汉市场公司(Robinhood)向美国证券交易委员会(SEC)提交了8-K表格报告,披露了其经纪交易商子公司罗宾汉金融有限责任公司和罗宾汉证券有限责任公司的季度订单传递公开报告。这些2023年第四季度的报告是根据美国证券交易委员会第606(a)条编制的,详细说明了股票和期权非定向订单的路线,包括收到的订单付款(PFOF)。报告显示,很大一部分订单流向了Virtu Americas, LLC和Citadel Securities LLC等场所。根据收入和成本分配协议,收到的PFOF由Robinhood Securities, LLC和Robinhood Financial LLC共享。606份报告未经审计,未经评论,不代表公司的合并业绩。鼓励投资者在其投资者关系网站上查看这些报告以及Robinhood的其他财务披露。
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