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Moomoo 24/7 ·  04/11 14:26

By Ben Glickman

作者:本·格里克曼

Shares of $Morgan Stanley (MS.US)$ sank Thursday after a Wall Street Journal report of probes from multiple federal regulators.

的股份 $摩根士丹利 (MS.US)$ 在《华尔街日报》报道多个联邦监管机构的调查后,周四下跌。

The stock was down 4.4% to $87.63 in afternoon trading. Shares are down about 6% since the start of the year.

该股在下午的交易中下跌4.4%,至87.63美元。自年初以来,股价下跌了约6%。

WSJ reported Thursday afternoon that the probes relate to how the bank vets clients who may be laundering money through the bank's wealth-management division.

《华尔街日报》周四下午报道说,调查涉及该银行如何审查可能通过该银行财富管理部门洗钱的客户。

The Securities and Exchange Commission, the Office of the Comptroller of the Currency and other Treasury Department offices are involved, WSJ reported, citing people familiar with the matter.

《华尔街日报》援引知情人士的话报道,美国证券交易委员会、货币审计长办公室和其他财政部办公室都参与其中。

Regulators are looking at whether Morgan Stanley does enough to investigate potential clients and their wealth. The probes are also focused on how the bank monitors its clients financial activity.

监管机构正在研究摩根士丹利在调查潜在客户及其财富方面做得是否足够。调查还侧重于该银行如何监控其客户的财务活动。

Write to Ben Glickman at ben.glickman@wsj.com

通过 ben.glickman@wsj.com 写信给本·格里克曼

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